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Water-reduced urethane coating compositions    
United States Patent4147679   
Link to this pagehttp://www.wikipatents.com/4147679.html
Inventor(s)Scriven; Roger L. (Gibsonia, PA); Chang; Wen-Hsuan (Gibsonia, PA)
AbstractA water-diluted, ungelled, non-sedimenting polyurethane and a process for preparing such a polyurethane in an aqueous medium is disclosed. High molecular weight thermoplastic products are obtained by chain extending in aqueous medium an NCO polymer having a salt group equivalent weight of 6000 or less and substantially free of reactive hydrogen. The average functionality and equivalent ratio of the polyisocyanate and active hydrogen-containing materials used in making the NCO polymer, as well as the functionality of the chain extender, are carefully controlled so as to get high molecular weight ungelled products. Thermosetting compositions can be made by adding curing agent to the chain extended material. Curing agents can also be incorporated into the polymer molecule either in the making of the partially reacted NCO-containing prepolymer or by further reaction with the partially reacted NCO-containing prepolymer. The water-dispersed polyurethanes of the present invention are excellent film formers, capable of making coatings with a wide spectrum of desirable properties. In addition, they can be added to other water-compatible compositions to improve flexibility, hardness, drying and other coating properties.
   














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Inventor     Scriven; Roger L. (Gibsonia, PA); Chang; Wen-Hsuan (Gibsonia, PA)
Owner/Assignee     PPG Industries, Inc. (Pittsburgh, PA)
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Publication Date     * April 3, 1979
Application Number     05/853,780
PAIR File History     Application Data   Transaction History
Image File Wrapper   Patent Term   Fees
Litigation
Filing Date     November 21, 1977
US Classification     523/404 204/478 204/507 428/426 428/457 442/104 523/415 524/839
Int'l Classification     C08L 075/12
Examiner     Pertilla; Theodore E.
Assistant Examiner    
Attorney/Law Firm     Uhl; William J.
Address
Parent Case     CROSS REFERENCE TO RELATED APPLICATIONS This application is a continuation-in-part of copending application Ser. No. 582,946, filed June 2, 1975 U.S. Pat. No. 4,066,591.
Priority Data    
USPTO Field of Search     260/29.2 TN 260/29.2 M 260/77.5 AP 260/77.5 AM 260/77.5 CH 428/425 428/426
Patent Tags     water-reduced urethane coating compositions
   
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We claim:

1. A non-sedimenting aqueous dispersion which is emulsifiable in the absence of added emulsifier of an ungelled polyurethane having a finely particulated dispersed phase of less than 10 microns which requires only mild agitation for dispersion formed by reacting in aqueous medium in which water is the principal ingredient:

(A) NCO-containing polymer containing anionic salt groups having monovalent counter ions and having a salt group equivalent weight of 200 to 5000 being substantially free of highly active hydrogens, and having a viscosity of 50 to 10,000 centipoises, said polymer formed from:

(1) an organic polyisocyanate and

(2) an active hydrogen-containing material containing at least 2 active hydrogens per molecule,

said organic polyisocyanate and said active hydrogen-containing compound containing a total of not more than 1 gram-mole of compounds having a functionality of 3 or more per 500 grams of organic polyisocyanate and active hydrogen-containing material; the equivalent ratio of NCO in (1) to active hydrogen in (2) being at least about 4/3; the anionic salt groups introduced into said NCO-containing polymer through the active hydrogen-containing material (2);

(B) active hydrogen-containing material in which the active hydrogens are more reactive with NCO groups than water to form a polyurethane having an intrinsic viscosity less than 4.0 deciliters per gram; said aqueous dispersion containing at least 15 percent by weight aqueous medium based on total weight of ungelled polyurethane and aqueous medium of which at least 30 percent by weight of the aqueous medium is water with co-solvent constituting the remainder of the aqueous medium.

2. The dispersion of claim 1 in which the anionic salt groups are carboxylic acid salt groups.

3. The dispersion of claim 1 in which the NCO-containing polymer contains no more than 50 percent by weight of ethylene oxide moieties.

4. The dispersion of claim 1 in which the NCO-containing polymer is dissolved in about 5 to 60 percent by weight organic solvent; the percentage by weight being based on total weight of solvent and NCO-containing polymer.

5. The dispersion of claim 4 in which the organic solvent is water-soluble and at least part of the solvent has a boiling point above 150.degree. C.

6. The dispersion of claim 1 in which either the organic polyisocyanate, the active hydrogen-containing material (2) or the active hydrogen-containing material (B) is trifunctional.

7. The dispersion of claim 1 in which the organic polyol contains at least in part a polyester polyol.

8. The dispersion of claim 6 in which the equivalent ratio of organic polyisocyanate to active hydrogen-containing compound groups is within the range of 6 to 1.8:1.

9. The dispersion of claim 1 in which the dispersed phase has a particle size of 5 microns or less.

10. The dispersion of claim 1 in which the NCO-containing polymer is reacted in said aqueous medium with a polyfunctional active hydrogen-containing compound having at least two hydrogens which are more reactive with NCO groups than water.

11. The dispersion of claim 1 in which (B) is a primary or secondary polyamine.

12. The dispersion of claim 11 in which the polyamine is a diamine.

13. The dispersion of claim 1 in which (B) is a hydrazine, a substituted hydrazine or a hydrazine reaction product.

14. The dispersion of claim 11 in which the active hydrogen-containing compound is an alkanolamine.

15. The dispersion of claim 1 in which the polyruethane contains unsaturated fatty acid moieties.

16. The dispersion of claim 1 which contains curing groups in the polymer molecule.

17. The dispersion of claim 16 in which the curing groups are selected from the class consisting of N-alkoxymethyl moieties, blocked isocyanate moieties, masked isocyanate moieties, alkoxysilane moieties, and moieties containing ethylenic unsaturation.

18. The dispersion of claim 16 which is applied as a coating and treated with microwave with or without ultraviolet radiation.

19. An aqueous coating composition comprising:

(A) a non-sedimenting aqueous dispersion which is emulsifiable in the absence of added emulsifier of an ungelled NCO-free polyurethane having a finely particulated dispersed phase of less than 10 microns which requires only mild agitation for dispersion formed by reacting in aqueous medium in which water is the principal ingredient:

(1) an NCO-containing polymer containing anionic salt groups having a salt group equivalent weight of 200 to 5000 and having monovalent counter ions being substantially free of reactive active hydrogens and having a viscosity of 50 to 10,000 centipoises, said polymer formed from:

(i). an organic polyisocyanate and

(ii). an organic material containing at least two active hydrogens

said organic polyisocyanate and said organic active hydrogen-containing material containing a total of not more than one gram-mole of compounds having a functionality of 3 or more per 500 grams of organic polyisocyanate and organic material containing at least 2 active hydrogens; said NCO-containing polymer containing an equivalent ratio of NCO in (i) to active hydrogen in (ii) of at least about 4/3, the anionic salt groups introduced into said NCO-containing polymer through (ii),

(2) an active hydrogen-containing compound having at least one hydrogen more reactive with NCO groups than water having an average functionality of 2 or less to form a polyurethane having an intrinsic viscosity lower than 2.0 deciliters per gram;

said aqueous dispersion containing at least 15 percent by weight aqueous medium based on total weight of polyurethane and aqueous medium of which at least 30 percent by weight of the aqueous medium is water with co-solvent constituting the remainder of the aqueous medium;

(B) a curing agent.

20. The composition of claim 19 in which the polyurethane of (A) contains hydroxyl groups.

21. The composition of claim 19 in which the curing agent is selected from the class consisting of aminoplast, polyisocyanates, phenolic resin or epoxy-containing materials.

22. The composition of claim 19 in which the polyurethane contains reactive amine groups.

23. The composition of claim 22 in which the curing agent is an epoxy-containing material or a polyisocyanate.

24. The composition of claim 19 which is applied as a coating and treated with microwave with or without ultraviolet radiation.

25. The dispersion of claim 1 which is applied as a coating by electrodeposition.

26. The dispersion of claim 1 which is applied as a coating by electrostatic spraying.

27. The dispersion of claim 1 in which salt formation takes place when the prepolymer is dispersed in aqueous medium.

28. The dispersion of claim 1 in which the NCO-containing polymer solution has a viscosity of from about 100 to 5000 centipoises.

29. The dispersion of claim 1 in which the aqueous dispersion contains 20 to 70 percent by weight aqueous medium based on total weight of polyurethane in aqueous medium of which at least 40 percent by weight of the aqueous medium is water with co-solvents constituting the remainder of the aqueous medium.

30. The dispersion of claim 1 in which the active hydrogens in (2) are selected from the class consisting of --OH, --SH, --NH, and --NH.sub.2 including mixed groups.

31. A method of forming a non-sedimenting aqueous dispersion of an ungelled polyurethane which is emulsifiable in the absence of added emulsifier comprising:

(A) preparing an NCO-containing polymer containing anionic salt groups or groups which are readily converted to anionic salt groups in aqueous medium, said salt groups having monovalent counter ions, said NCO-containing polymer being formed from

(1) an organic polyisocyanate and

(2) an active hydrogen-containing material containing at least two active hydrogens per molecule,

said organic polyisocyanate and said active hydrogen-containing material containing a total of not more than one gram-mole of compounds having a functionality of 3 or more per 500 grams of organic polyisocyanate and active hydrogen-containing material; the equivalent ratio of NCO in (1) to active hydrogens in (2) being at least about 4/3; the anionic salt groups or groups which are readily converted to anionic salt groups introduced into said NCO-containing polymer through the active hydrogen-containing material (2); said NCO-containing polymer being substantially free of highly active hydrogens and having a viscosity of 50 to 10,000 centipoises;

(B) dispersing said NCO-containing prepolymer in aqueous medium in which water is the principal ingredient, said NCO-containing polymer having an anionic salt group equivalent weight of from 200 to 5000 in said aqueous medium;

(C) chain extending the dispersed NCO-containing prepolymer with an active hydrogen-containing material in which the active hydrogens are more reactive with the NCO groups than water to form a polyurethane having an intrinsic of less than 4.0 deciliters per gram; said chain extension occurring to form an ungelled polyurethane dispersion having a finely particulated dispersed phase of less than 10 microns and in which the dispersion contains at least 15 percent by weight aqueous medium based on total weight of the ungelled polyurethane and aqueous medium of which at least 30 percent by weight of the aqueous medium is water, the co-solvent constituting the remainder of the aqueous medium.

32. The method of claim 31 in which the anionic salt groups are formed when the NCO-containing polymer is dispersed in the aqueous medium.
 Description Submit all comments and votes
 


BACKGROUND OF THE INVENTION

1. Field of the Invention

The present invention relates to polyurethane resins, more particularly, to water-dispersed polyurethane resins which are film formers.

2. Brief Description of the Prior Art

Water-dispersible polyurethanes are known in the art. For example, U.S. Pat. No. 2,968,575 to Mallonee discloses emulsifying NCO-containing prepolymers in a solution of diamine and water with the aid of detergents and under the action of powerful shearing forces. A chain lengthening reaction takes place as water and diamine diffuse into the droplets of the emulsion and react with the isocyanate. The resultant poly(urethane-urea) can then be further processed to form a coating. The process described in U.S. Pat. No. 2,968,575 has the disadvantage associated with it that in order to form the emulsion, a detergent must be used. The detergent usually finds its way into the resultant coating where it can seriously detract from the coating's overall physical and chemical properties. Besides, insufficient shearing force often results in unstable products, and the material can usually not be produced in typical reaction kettles because of the high shearing forces needed.

There have also been suggestions in the prior art to prepare fully reacted polyurethanes in organic solvent with internally contained salt groups which permit the polyurethane to be dispersed in water. For example, U.S. Pat. No. 3,479,310 to Dieterich et al discloses dispersing a fully chain extended, NCO-free polyurethane having internally contained ionic salt groups in water without the aid of detergent.

However, chain extended high molecular weight polyurethanes are very difficult to disperse satisfactorily in water. The resultant dispersions are fairly coarse and they require a high percentage of salt groups for stability. These high percentages of salt groups normally result in coatings which are moisture sensitive. In addition, because the high molecular weight polyurethanes are generally quite high in viscosity, they require extensive thinning with organic solvent before they have a sufficiently low viscosity for dispersion without high shearing forces. The excess solvent must later be removed by steam distillation or the like. Polyurethane dispersions of the present invention, on the other hand, which are prepared by first dispersing a low molecular weight partially reacted NCO-containing prepolymer which contains acid salt groups in an aqueous medium followed by chain extending in the aqueous medium have a finely particulated dispersed phase. By chain extending in aqueous medium, we have found that only a relatively small percentage of salt groups is needed for satisfactory dispersion. In addition, the low molecular weight prepolymer materials have sufficiently low viscosities that they can be dispersed neat at room temperature or in the presence of small amounts of organic solvents. Further chain extension in water does not require additional solvent. It is believed that by making polyurethanes this way, the molecules of polyurethanes are coiled.

The idea of chain extending an NCO prepolymer with internally contained acid salt groups in water with an organic polyamine is generally expected to give gels due to the reaction of polyacids with polyamines. In fact, this method of making crosslinked polyurethanes was generally disclosed in Canadian Pat. No. 837,174, to Witt et al. This reference discloses the preparation of aqueous dispersions of highly crosslinked polyurethanes. The polyurethanes are prepared by dispersing an NCO-containing prepolymer which has internally contained acid salt groups in water. The prepolymer is reacted in water with a polyamine to give a highly crosslinked product. Crosslinking can also occur by using polyvalent counter ions of the ionic groups in the polymer. The process and the products prepared from the Witt et al process differ from the present invention in that they are highly crosslinked rather than ungelled, solvent-soluble products of the present invention. Highly crosslinked products are undesirable because they are not solvent-soluble and will not readily coalesce to form continuous films. For coating or adhesive usage, gel must be avoided. Witt et al do not teach how to make ungelled film-forming polyurethanes.

U.S. Pat. No. 3,868,350 discloses sedimenting aqueous solutions of thermoplastic polyurea powders made by reacting polyurethanes which contain free NCO groups and ionic groups with primary and/or secondary aliphatic diamines and/or dicarboxylic acid-bis-hydrazides at an NH to NCO ratio of from 0.1 to 0.95 in the presence of water. U.S. Pat. No. 3,868,350 acknowledges the difficulties in forming ungelled or uncrosslinked polyurethanes by further reaction of NCO-polymers with chain extenders in the presence of water. The means U.S. Pat. No. 3,868,350 has used to form ungelled products is to react an NCO-polymer of specified salt content with a stoichiometric deficit of a specified chain extender. The final polymer product must have specified urethane, urea and salt group content. Although the resultant products are ungelled, they suffer from numerous shortcomings. The products are sedimenting and not stable dispersions. As such, the sedimented product cannot be used to make coatings without intensive heating (e.g., powder coatings) or strong organic solvents to dissolve the powders. Thus, conventional coating techniques such as spraying, dipping, electrodepositing, electrostatic spraying cannot be employed. Further, since the products of U.S. Pat. No. 3,868,350 are prepared with specified chain extender in a stoichiometric deficit, and since the products must contain a specified urethane, urea and salt group content, products of only a limited range of physical and chemical properties can be produced. Finally, although the patent mentions that the urethane dispersions can be combined with crosslinking agents, there is no disclosed means of how this may be accomplished.

Therefore, from the above, there are numerous shortcomings in the prior art relating to water-dispersed, ungelled polyurethanes. It is surprising that ungelled polyurethane dispersions can be prepared by the present invention. Besides, the polyurethane dispersions of the present invention are also surprisingly superior to those of the prior art, overcoming many of their shortcomings. The polyurethane dispersions of the present invention are ungelled, solvent-soluble materials which are excellent film formers. They can easily be prepared not requiring detergent, high shearing forces, high temperatures or excessive amounts of organic solvent for a satisfactory dispersion. The polyurethane dispersions of the present invention can be prepared extremely fine, making the dispersion stable or non-settling. By this is meant that after the dispersion is prepared, the dispersed phase remains in dispersion and will not form hard sediments. They cannot be filtered by regular means. Besides being non-sedimenting, fine particle size dispersions are advantageous because they have a high surface energy associated with them. This results in a strong driving force for coalescing, and in coatings having surprisingly fast drying times. The polyurethanes of the present invention, although prepared in water, can be deposited as a coating which, when desired, is insensitive to humidity and moisture, which is an unusual combination of properties. Coatings prepared with the polyurethane dispersions of the present invention can be made with outstanding elastomeric properties such as high tensile strength, good ultimate elongation, excellent impact resistance and hardness, in addition to excellent solvent and humidity resistance.

SUMMARY OF THE INVENTION

According to the present invention, a non-sedimenting, essentially emulsifier-free aqueous dispersion of an ungelled polyurethane having a particle size less than 10, preferably less than 5 microns, formed by reacting in aqueous medium in which water is the principal ingredient:

(A) an NCO-containing polymer containing acid salt groups having monovalent counter ions having a salt group equivalent weight of 6000 or less and being substantially free of reactive active hydrogen formed from:

(1) an organic polyisocyanate and

(2) an active hydrogen-containing material; said organic polyisocyanate, said active hydrogen-containing material containing a total of not more than one gram-mole of compounds having an average functionality of 3 or more per 500 grams of organic polyisocyanate and active hydrogen-containing material; said NCO-containing polymer having an NCO/active hydrogen equivalent ratio of at least 4/3;

(B) active hydrogen-containing compound having an active hydrogen functionality of 2 or less in which the active hydrogens are more reactive with NCO groups than water to form a polyurethane with an intrinsic viscosity less than 2.0 deciliters per gram.

The final reaction product can be used for either thermoplastic or thermoset coatings. For thermosetting polymers, the final reaction product is either blended with suitable curing agents or contain suitable curing agent groups or both such that after the coating is applied, cross-linking can be induced to produce a durable thermoset coating.

DETAILED DESCRIPTION

The polyurethanes of the present invention are extremely dispersible in aqueous medium, much better than would be expected from the prior art such as U.S. Pat. No. 3,479,310 to Dieterich et al mentioned above. By better dispersibility or improved dispersibility is meant the polyurethanes can be dispersed in water with relatively few acid salt groups and form a finely particulated dispersed phase. Although not intending to be bound by any theory, the reasons we believe the products of the invention have improved dispersibility is first, the NCO-containing prepolymer is of relatively low molecular weight; secondly, by dispersing the low molecular weight NCO-containing prepolymer in water, water competes with the chain extender for reaction with the NCO groups. Although the chain extender is more reactive with the NCO groups than water, water is believed in many instances to react to a minor degree to form urea linkages and salt of carbamic acid. The surprising good dispersibility and product properties are difficult to explain. We believe these reactions can be responsible. Determination that water participates in the reaction can be made by dispersing an NCO-containing prepolymer in a mixture of chain extender and water or in water itself and then adding a chain extender to the dispersion. In either instance, when an equivalent amount of chain extender to NCO prepolymer is used, the amount of chain extender remaining at the completion of the chain extension reaction is an indication of side reactions of the NCO prepolymer with water. The extent of the reaction with water will depend on how much more active the chain extender is with the NCO groups than water, the relative amounts of water and chain extender present in the dispersion and the time the NCO prepolymer is dispersed in water before a chain extender is added.

While it is relatively easy to make gelled products such as disclosed by the aforementioned Witt et al patent, the preparation of non-gelled products is difficult. In the practice of the invention, reaction conditions are controlled and reactants carefully selected so as to get an ungelled product. Whether or not a reaction mixture will gel is difficult to determine beforehand. A method based on trial and error is the only sure way to determine whether or not a set of reactants under specific reaction conditions will gel. However, a few general guidelines based on our personal experiences in working with the polyurethane dispersions of the present invention can be given. As will be described in more detail later, the NCO-containing polymer is prepared from reacting an organic polyisocyanate and an active hydrogen-containing compound having an average of at least two active hydrogens, some of which contain salt or salt forming groups. The prepolymer is then chain extended in water with another active hydrogen-containing compound such as an organic amine. In the preparation of the NCO-polymer, if an approximately 4:3 equivalent ratio of polyisocyanate to active hydrogen-containing compound is used and the reaction permitted to go to completion, a very high molecular weight prepolymer which is difficult to disperse will result. If either or both of the reactants are trifunctional or of greater functionality, the product in most instances will be a gel and not be dispersible at all. However, if the reactants are difunctional or contain a considerable amount of monofunctional ingredients to reduce the average functionality of the system, and reaction conditions are controlled to limit the molecular weight, a readily dispersible prepolymer will result. This product can then be chain extended to form a useful product. However, the functionality, amount of chain extender and reaction conditions must be carefully controlled. A chain extender having an average functionality of greater than 2 would probably gel such a high molecular weight product if used in a stoichiometric amount with the ureacted NCO in the prepolymer. However, gelling could probably be avoided if a sufficient excess of chain extender were used or if a sufficient amount of monofunctional chain extender or a chain extender with drastically different reactive groups were used to reduce the average functionality of the chain extender. In most instances, the use of a monofunctional chain extender along would cause no problems and would result in an ungelled product.

Even though care must be taken to avoid gelling, we have found that the polyurethanes of the present invention prepared in aqueous medium have less tendency to gel than comparable polyurethanes prepared in organic solvent. Thus, ungelled products of the invention can be prepared in aqueous medium with trifunctional or higher functionality reactants, whereas similar products would gel if prepared in organic solvent. This is somewhat surprising since the aforementioned U.S. Pat. No.3,868,350 shows only difunctional reactants in the preparation of the thermoplastic polyurea powders.

The polyurethane dispersions of the present invention are ungelled and essentially emulsifier free. By the term "ungelled" or "non-gelled" is meant the dispersed resin is substantially free of crosslinking and has an intrinsic viscosity when dissolved in a suitable solvent without depolymerization. The intrinsic viscosity of such a product is an indication of molecular weight. A gelled polyurethane, on the other hand, since it has an essentially infinitely high molecular weight, will have an intrinsic viscosity too high to measure.

The intrinsic viscosity of various resins are determined by art-recognized methods. Thus, the intrinsic viscosity of the resins of the present invention may be determined by first acidifying the resin. The aqueous solvent is removed either by evaporation or decantation. The acidified resin solid is then dissolved in N-methyl pyrrolidone or other suitable solvent at a concentration of from 8 to 30 percent. This solution is further thinned with dimethyl formamide to 0.5 percent and 0.25 percent concentrations. The resins may then be passed through a capillary viscometer to determine the reduced viscosities.

The intrinsic viscosity of the resin will then be determined by the following equation:

[.mu.]=[.mu. reduced].sub.C=O =[.mu. reduced].sub.0.25 +[[.mu. reduced].sub.0.25 -[.mu. reduced].sub.0.50 ]=2[.mu. reduced].sub.0.25 -[.mu. reduced].sub.0.50

where [.mu.] is intrinsic viscosity and [.mu. reduced].sub.0.25 is the reduced viscosity of 0.25 percent concentration and [.mu. reduced].sub.0.50 is the reduced viscosity of 0.50 percent concentration. The general methods of determining reduced viscosities are described in the art such as Textbook of Polymer Science, Billmeyer, Interscience Publishers, New York, 1957, pages 79-81.

The polyurethane polymers of the present invention have intrinsic viscosities lower than 4.0 deciliters per gram, and preferably lower than 2.0 deciliters per gram, and most preferably within the range of 0.1 to 1.5 deciliters per gram; the intrinsic viscosities being determined for anionic polymers on the acid form of the polymer; for non-quaternized cationic polymers on the basic form of the polymer; and for quaternized polymers on the ionic form of the prepolymer itself.

By the term "essentially emulsifier free" is meant that the polyurethane dispersion usually needs no externally added emulsifiers or detergent to maintain its stability, although, of course, emulsifiers may be used if desired. Polyurethane dispersions of the present invention are very stable in that once they are dispersed, they will not settle or flocculate and cannot be filtered by conventional techniques.

The organic polyisocyanate which is used in the instant invention can be an aliphatic or an aromatic polyisocyanate or mixture of the two. Aliphatic polyisocyanates are preferred since it has been found that these provide better color stability in the resultant coating. Also, diisocyanates are preferred although higher polyisocyanates can be used in place of or in combination with diisocyanates and/or monoisocyanate. As indicated above, the average functionality of the reactants used in making the NCO-polymer is important in controlling the tendency of the polymer to gel. Where higher functionality polyisocyanates are used, some monofunctional isocyanate should be present to reduce the average functionality. Examples of suitable higher polyisocyanates are 1,2,4-benzene triisocyanate and polymethylene polyphenyl isocyanate. Examples of suitable monoisocyanates are cyclohexyl isocyanate, phenyl isocyanate and toluene isocyanate. Examples of suitable aromatic diisocyanates are 4,4'-diphenylmethane diisocyanate, 1,3-phenylenediisocyanate, 1,4-phenylene diisocyanate and tolylene diisocyanate. Examples of suitable aliphatic diisocyanates are straight chain aliphatic diisocyanates such as 1,4-tetramethylene diisocyanate and 1,6-hexamethylene diisocyanate. Also, cycloaliphatic diisocyanates can be employed and are actually preferred because of color stability and imparting hardness to the product. Examples include 1,4-cyclohexyl diisocyanate, isophorone diisocyanate, alpha, alpha-xylylene diisocyanate and 4,4'-methylene-bis(cyclohexylisocyanate). This particular polyisocyanate is preferred and is commercially available from E. I. du Pont de Nemours and Company under the trademark HYLENE W.RTM.. Substituted organic polyisocyanates can also be used in which the substituents are nitro, chloro, alkoxy and other groups which are not reactive with hydroxyl groups or active hydrogens and provided the substituents are not positioned to render the isocyanate group unreactive. Examples include compounds having the structure: ##STR1## There can also be employed isocyanate-terminated adducts of diols or polyols such as ethylene glycol, 1,4-butylene glycol, polyalkylene glycol and the like. These are formed by reacting more than one equivalent of the diisocyanate, such as those mentioned with one equivalent of diol or polyalcohol to form a diisocyanate product.

Thioisocyanates corresponding to the above-described can be employed as well as mixed compounds containing both an isocyanate and a thioisocyanate group. The terms "polyisocyanate" and "diisocyanate," as used in the present specification and claims, are intended to cover compounds and adducts containing thioisocyanate groups or isocyanate groups and compounds and adducts containing both isocyanate and thioisocyanate groups.

Any suitable organic compound containing active hydrogens may be used for reaction with the organic polyisocyanate to form the partially reacted NCO-containing polymers of the present invention. The term "active hydrogen atoms" refers to hydrogens which, because of their position in the molecule, display activity according to the Zerewitinoff test. Accordingly, active hydrogens include hydrogen atoms attached to oxygen, nitrogen, or sulfur, and thus useful compounds will include those having at least two of these groups (in any combination) --OH, --SH, ##STR2## and --NH.sub.2. The moieties attached to each group can be aliphatic, aromatic, cycloaliphatic or of a mixed type not including carbonyl, phosphonyl or sulfonyl linkages.

Examples of such compounds include amines, which includes polyamines, aminoalcohols, mercapto-terminated derivatives, and alcohols, which includes polyhydroxy materials (polyols) which are preferred because of the ease of reaction they exhibit with polyisocyanates. Alcohols and amines generally give no side reactions, giving higher yields of urethane (or urea) product with no by-product and the products are hydrolytically stable. Also, with regard to polyols, there are a wide variety of materials available which can be selected to give a wide spectrum of desired properties. In addition, the polyols have desirable reaction rates with polyisocyanates. Both saturated and unsaturated active hydrogen-containing compounds can be used, but saturated materials are preferred because of superior coating properties.

The amines which can be employed in the preparation of the urethanes of the invention can be primary or secondary diamines or polyamines in which the radicals attached to the nitrogen atoms can be saturated or unsaturated, aliphatic, alicyclic, aromatic, aromatic-substituted aliphatic, aliphatic-substituted aromatic or heterocyclic. Mixed amines in which the radicals such as, for example, aromatic and aliphatic can be employed and other non-active groups can be present attached to the carbon atom, such as oxygen, sulfur, halogen or nitroso. Exemplary of suitable aliphatic and alicyclic diamines are the following: 1,2-ethylene diamine, 1,2-propylene diamine, 1,8-menthane diamine, isophorone diamine, propane-2,2-cyclohexyl amine, methane-bis-(4-cyclohexyl amine), and ##STR3## where x = 1 to 10.

Aromatic diamines such as the phenylene diamines and the toluene diamines can be employed. Exemplary of the aforesaid amines are: o-phenylene diamine and p-tolylene diamine. N-alkyl and N-aryl derivatives of the above amines can be employed such as, for example, N,N'-dimethyl-o-phenylene diamine, N,N'-di-p-tolyl-m-phenylene diamine, and p-aminodiphenylamine.

Polynuclear aromatic diamines can be employed in which the aromatic rings are attached by means of a valence bond such as, for example, 4,4'-biphenyl diamine, methylene dianiline and monochloromethylene dianiline.

The use of amines dissolved in ketones is sometimes desirable because of better control over reaction conditions.

Besides the amines mentioned above, hydrazines and hydrazides such as are described later in the specification can also be employed.

Aminoalcohols, mercapto-terminated derivatives and mixtures, and the like, hydroxy acids and amino acids can also be employed as the active hydrogen compounds. Examples are: monoethanolamine, 4-aminobenzoic acid, aminopropionic acid, N-(hydroxyethyl)ethylene diamine, 4-hydroxybenzoic acid, p-aminophenol, dimethylol propionic acid, hydroxy stearic acid, and beta-hydroxypropionic acid. When amino acids are used, additional basic material should also be present to release NCO-reactive amines from Zwitterion complexes.

To degress for a moment, the active hydrogen-containing compound can, if desired, contain functional moieties which are capable of further reaction to cure the product. Examples would be active hydrogen-containing compounds which contained acrylic unsaturation which would enable the coating to be cured by ultraviolet light with vinyl monomers. Various curing mechanisms will be described in more detail later.

The polyhydroxyl materials or polyols can be either low or high molecular weight materials and in general will have average hydroxyl values as determined by ASTM designation E-222-67, Method B, between about 1000 and 10, and preferably between about 500 and 50. The term "polyol" is meant to include materials having an average of two or more hydroxyl groups per molecule.

The polyols include low molecular weight diols, triols and higher alcohols, low molecular weight amide-containing polyols and higher polymeric polyols such as polyester polyols, polyether polyols and hydroxy-containing acrylic interpolymers.

The low molecular weight diols, triols and higher alcohols useful in the instant invention are known in the art. They have hydroxy values of 200 or above, usually within the range of 1500 to 200. Such materials include aliphatic polyols, particularly alkylene polyols containing from 2 to 18 carbon atoms. Examples include ethylene glycol, 1,4-butanediol, 1,6-hexanediol; cycloaliphatic polyols such as 1,2-cyclohexanediol and cyclohexane dimethanol. Examples of triols and higher alcohols include trimethylol propane, glycerol and pentaerythritol. Also useful are polyols containing ether linkages such as diethylene glycol and triethylene glycol and oxyalkylated glycerol.

Also useful are low molecular weight amide-containing polyols having hydroxyl values of 100 or above. These materials are described in U.S. Pat. application Ser. No. 405,713, filed Oct. 11, 1973, to Chang and assigend to PPG Industries, Inc., the assignee of the present invention, on page 8, line 19, to page 12, line 23, the portions of which are hereby incorporated by reference. When these low molecular weight amide-containing polyols are incorporated into the polymer, they enhance its water dispersibility.

Where flexible and elastomeric properties are desired, the partially reacted NCO-containing polymer should preferably contain at least a portion of a higher molecular weight polymeric polyol. Such a polymeric polyol should be predominantly linear (that is, absence of trifunctional or higher functionality ingredients) to avoid gelling of the resultant polymeric product and should have a hydroxyl value of 200 or less, preferably within the range of about 150 to 30.

The most suitable polymeric polyols include polyalkylene ether polyols including thio ethers, polyester polyols including polyhydroxy polyesteramides and hydroxyl-containing polycaprolactones and hydroxy-containing acrylic interpolymers.

Any suitable polyalkylene ether polyol may be used including those which have the following structural formula: ##STR4## where the substituent R is hydrogen or lower alkyl including mixed substituents, and n is typically from 2 to 6 and m is from 2 to 100 or even higher. Included are poly(oxytetramethylene) glycols, poly(oxyethylene) glycols, polypropylene glycols and the reaction product of ethylene glycol with a mixture of propylene oxide and ethylene oxide.

Also useful are polyether polyols formed from the oxyalkylation of various polyols, for example, glycols such as ethylene glycol, 1,6-hexanediol, Bisphenol A, and the like, or higher polyols, such as trimethylol propane, pentaerythritol and the like. Polyols of higher functionality which can be utilized as indicated can be made, for instance, by oxyalkylation of compounds as sorbitol or sucrose. One commonly utilized oxyalkylation method is by reacting a polyol with an alkylene oxide, for example, ethylene or propylene oxide, in the presence of an acidic or basic catalyst.

Besides poly(oxyalkylene) glycols, any suitable polyhydric polythioether may be used such as, for example, the condensation product of thioglycol or the reaction product of a polyhydric alcohol, such as disclosed herein for the preparation of hydroxyl polyesters, with thioglycol or any other suitable glycol.

Polyester polyols can also be used as a polymeric polyol component in the practice of the invention. The polyester polyols can be prepared by the polyesterification of organic polycarboxylic acids or anhydrides thereof with organic polyols. Usually, the polycarboxylic acids and polyols are aliphatic or aromatic dibasic acids and diols.

The diols which are usually employed in making the polyester include alkylene glycols, such as ethylene glycol and butylene glycol, neopentyl glycol and other glycols such as hydrogenated Bisphenol A, cyclohexane diol, cyclohexane dimethanol, caprolactone diol (for example, the reaction product of caprolactone and ethylene glycol), hydroxy-alkylated bisphenols, polyether glycols, for example, poly(oxytetramethylene) glycol and the like. However, other diols of various types and, as indicated, polyols of higher functionality can also be utilized. Such higher polyols can include, for example, trimethylol propane, trimethylol ethane, pentaerythritol, and the like, as well as higher molecular weight polyols such as those produced by oxyalkylating low molecular weight polyols. An example of such high molecular weight polyol is the reaction product of 20 moles of ethylene oxide per mole of trimethylol propane.

As has been mentioned above, some monofunctional alcohol such as n-propyl alcohol and n-butyl alcohol can be used.

The acid component of the polyester consists primarily of monomeric carboxylic acids or anhydrides having 2 to 18 carbon atoms per molecule. Among the acids which are useful are phthalic acid, isophthalic acid, terephthalic acid, tetrahydrophthalic acid, hexahydrophthalic acid, adipic acid, azelaic acid, sebacic acid, maleic acid, glutaric acid, chlorendic acid, tetrachlorophthalic acid and other dicarboxylic acids of varying types. The polyester may include minor amounts of monobasic acid, such as benzoic acid, stearic acid, acetic acid, hydroxy stearic acid and oleic acid. In an interesting embodiment, we have found that larger amounts of a monobasic acid such as benzoic acid can be combined with sucrose to make effectively difunctional sucrose pentabenzoate. This difunctional material can then be reacted with various other ingredients and isocyanates to form polyurethanes having enhanced durability. Also, there may be employed higher polycarboxylic acids such as trimellitic acid and tricarballylic acid (where acids are referred to above, it is understood that the anhydrides of those acids which form anhydrides can be used in place of the acid). Also, lower alkyl esters of acids such as dimethyl glutarate can be used. It is preferred that the polyester include an aliphatic dicarboxylic acid as at least part of the acid component.

Besides polyester polyols formed from polybasic acids and polyols, polycaprolactone-type polyesters can also be employed. These products are formed from the reaction of a cyclic lactone such as epsilon-caprolactone with a polyol or a hydroxy acid. Such products are described in U.S. Pat. No. 3,169,949 to Hostettler, the portion of this patent relating to the description of polycaprolactone polyols being incorporated by reference. Although not disclosed in the aforementioned patent, the product of cyclic lactone with an acid-containing polyol can also be used. The reaction of urea and caprolactone such as described in U.S. Pat. No. 3,832,333 to Chang et al can also be used.

While polyester polyols have been specifically disclosed, it is to be understood that useful products are also obtainable by substituting a polyesteramide polyol, or a mixture of polyesteramide polyols for part or all of the polyester polyol. The polyesteramide polyols are produced by conventional techniques from the above-described acids and diols, and minor proportions of diamines or aminoalcohols. Suitable diamines and aminoalcohols include hexamethylene diamine, hydrazine, bis(4-aminocyclohexyl) methane, diethylene triamine, ethylene diamine, ethanolamine, phenylene diamine, toluene diamine and poly(amide-amines) such as the VERSAMIDS.RTM. sold by General Mills, and the like. It is to be understood that the polyester polyols of the instant invention include such polyesteramide polyo