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System and method for accessing remote files in a distributed networking environment    
United States Patent4887204   
Link to this pagehttp://www.wikipatents.com/4887204.html
Inventor(s)Johnson; Donavon W. (Georgetown, TX); Neuman; Grover H. (Austin, TX); Sauer; Charles H. (Austin, TX); Shaheen-Gouda; Amal A. (Austin, TX); Smith; Todd A. (Austin, TX)
AbstractA distrbuted services program installed on each of a plurality of data processing systems in a network allows the processors to access data files distrbuted across the various nodes of the network. To reduce the network traffic overhead when files at other nodes are accessed, and to preserve the file system semantics, i.e. the file integrity, the accessing of the various files are managed by file synchronization modes. A file is given a first synchronization mode if a file is open at only one node for either read or write access. A file is given a second synchronization mode if a file is opened for read only access at any node. A file is given a third synchronization mode if the file is open for read access in more than one node, and at least one node has the file open for write access. If a file is in either the first or second synchronization mode, the client node, which is the node accessing the file, uses a client cache within its operating system store the file. All read and writes are then sent to this cache. If a file is in the third mode, all read and write requests must go to the server node where the file resides. The node accessing the file does not use the cache in its operating system to access the file data during this third mode.
   














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Inventor     Johnson; Donavon W. (Georgetown, TX); Neuman; Grover H. (Austin, TX); Sauer; Charles H. (Austin, TX); Shaheen-Gouda; Amal A. (Austin, TX); Smith; Todd A. (Austin, TX)
Owner/Assignee     International Business Machines Corporation (Armonk, NY)
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Publication Date     December 12, 1989
Application Number     07/014,897
PAIR File History     Application Data   Transaction History
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Litigation
Filing Date     February 13, 1987
US Classification     707/10 707/8 709/216 709/219
Int'l Classification     G06F 015/16
Examiner     Shaw; Gareth D.
Assistant Examiner     Chun; Deborah
Attorney/Law Firm     Smith; Marilyn D.
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USPTO Field of Search     364/200 MS File 364/900 MS File
Patent Tags     accessing remote files distributed networking environment
   
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4714992
Gladney
707/206
Dec,1987

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4558413
Schmidt
707/203
Dec,1985

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4484267
Fletcher
711/124
Nov,1984

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4432057
Daniell
707/8
Feb,1984

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Having thus described our invention, what we claim as new and desire to secure by Letters Patent is set forth in the following claims:

1. A system for accessing a file residing in a server processing system at a server node by at least one client processing system at least one client node, said system comprising:

at least one client cache in the at least one client processing system caching blocks of the file at the at least one client node;

means for generating a file synchronization mode for the file, said file synchronization mode being dependent upon how many and which processes in the network have the file open, and whether the file is open for read only or write access; and

means for managing said at least one client cache through the file synchronization mode.

2. The system as in claim 1 wherein the file synchronization mode is a first file mode if all opens for the file are at only one client node, and at least one of the opens is for write access.

3. The system of claim 1 wherein the file synchronization mode is a second file mode if the file is only open for read only access.

4. The system of claim 1 wherein the file synchronization mode is a third file mode if the file is open by processes executing at more than one node, and the file is open for write access by at least one process executing in at least one node.

5. The system of claim 1 wherein the file synchronization mode is a third file mode if a device containing the file is open for write access.

6. The system of claim 2 or 3 wherein the at least one client cache is accessed for a read access to the file.

7. The system of claim 2 wherein the at least one client cache is accessed for a write access to the file.

8. The system of claim 4 or 5 wherein the server processing system is accessed for a read access to the file.

9. The system of claim 4 or 5 wherein the server processing system is accessed for a write access to the file.

10. A method, in a data processing system having at least one node, for accessing a file residing in a server processing system at a server node by at least one client processing system at least on client node, said method comprising the steps of:

generating at least one synchronization mode for the file, said synchronization mode being dependent upon how many and which processes in the network have the file open, and whether the file is open for read only or write access; and

caching the file at the at least one client node in at least one client cache as determined by said generated synchronization mode; and

managing access to said at least one client cache as determined by said generated synchronization mode.

11. The method of claim 10 wherein a first synchronization mode is generated if all opens for the file are at one client node, and at least one of the opens is for write access.

12. The method of claim 10 wherein a second synchronization mode is generated if the file is only open for read only access.

13. The method of claim 10 wherein a third synchronization mode is generated if the file is open by processes executing at more than one node, and the file is open for write access by at least one process executing in at least one node.

14. The method of claim 10 wherein a third synchronization mode is generated if a device containing the file is open for write access.

15. The method of claim 11 or 12 further comprising the step of accessing the client cache for a read access to the file.

16. The method of claim 11 further comprising the step of accessing the client cache for a write access to the file.

17. The method of claim 13 or 14 further comprising the step of accessing the server processing system for a read access to the file.

18. The method of claim 13 or 14 further comprising the step of accessing the server processing system for a write access to the file.

19. A system for accessing a file residing in a server processing system at a server node by at least one client processing system at least one client node, said system comprising:

means for creating at least one client cache in the at least one client processing system for caching blocks of the file at the at least one client node;

means for classifying said file dependent upon which of a plurality of nodes have the file open, and which of a plurality of processes at each of said nodes have the file open for writes, and which of the processes at each of said nodes have the file open for reads;

means for accessing said file from said at least one client cache in response to a first classification of said classifying means; and

means for accessing said file from said server processing system in response to a second classification of said classifying means.

20. A method for accessing a file residing in a server processing system at a server node by at least one client processing system at least one client node, said method comprising:

creating at least one client cache in the at least one client processing system for caching blocks of the file at the at least one client node;

classifying said file dependent upon which of a plurality of nodes have the file open, and which of a plurality of processes at each of said nodes have the file open for writes, and which of the processes at each of said nodes have the file open for reads;

accessing said file from said at least one client cache in response to a first classification of said classifying means; and

accessing said file from said server processing system in response to a second classification of said classifying means.

21. A computer program product having a computer readable medium having a computer program recorded thereon for accessing a file residing in a server processing system at a server node by at least one client processing system at least one client node, said computer program product comprising:

means for creating at least one client cache in the at least one client processing system for caching blocks of the file at the at least one client node;

means for classifying said file dependent upon which of a plurality of nodes have the file open, and which of a plurality of processes at each of said nodes have the file open for writes, and which of the processes at each of said nodes have the file open for reads;

means for accessing said file from said at least one client cache in response to a first classification of said classifying means; and

means for accessing said file from said server processing system in response to a second classification of said classifying means.
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CROSS REFERENCE TO RELATED APPLICATIONS

This application is related in subject matter to the following applications filed concurrently herewith and assigned to a common assignee:

Application Ser. No. 07/014,899 filed by A. Chang, G. H. Neuman, A. A. Shaheen-Gouda, and T. A. Smith for A System And Method For Using Cached Data At A Local Node After Re-opening A File At A Remote Node In A Distributed Networking Environment.

Application Ser. No. 07/014,884 filed by D. W. Johnson, L. W. Henson, A. A. Shaheen-Gouda, and T. A. Smith for Negotiating Communicating Conventions Between Nodes In A Network.

Application Ser. No. 07/014,900 filed by D. W. Johnson, A. A. Shaheen-Gouda, T. A. Smith for Distributed File Access Structure Lock.

Application Ser. No. 07/014/891 filed by L. W. Henson, A. A. Shaheen-Gouda, and T. A. Smith for File and Record Locking Between Nodes in a Distributed Data Processing Environment.

Application Ser. No. 07/014,892 filed by D. W. Johnson, L. K. Loucks, C H. Sauer, and T. A. Smith for Single System Image Uniquely Defining An Environment for Each User In A Data Processing System.

Application Ser. No. 07/014,888 filed by D. W. Johnson, L. K. Loucks, A. A. Shaheen-Gouda for Interprocess Communication Queue Location Transparency.

Application Ser. No. 07/014,889 filed by D. W. Johnson, A. A. Shaheen-Gouda, and T. A. Smith for Directory Cache Management In a Distributed Data Processing System.

The disclosures of the foregoing co-pending applications are incorporated herein by reference.

DESCRIPTION

1. Field of the Invention

This invention relates to processing systems connected through a network, and more particularly to the accessing of files between local and remote processing systems within the network.

2. Background Art

As shown in FIG. 1, a distributed networking environment 1 consists of two or more nodes A, B, C, connected through a communication link or a network 3. The network 3 can be either a local area network (LAN), or a wide area network (WAN). The latter consists of switched or leased teleprocessing (TP) connections to other nodes, or to a systems network architecture (SNA) network of systems.

At any of the nodes A, B, C, there may be a processing system 10A, 10B, 10C, such as a personal computer. Each of these processing systems 10A, 10B, 10C, may be a single user system or a multi-user system with the ability to use the network 3 to access files located at a remote node. For example, the processing system 10A at local node A, is able to access the files 5B, 5C at the remote nodes B, C.

The problems encountered in accessing remote nodes can be better understood by first examining how a stand-alone system accesses files. In a stand alone system, such as 10 as shown in FIG. 2, a local buffer 12 in the operating system 11 is used to buffer the data transferred between the permanent storage 2, such as a hard file or a disk in a personal computer, and the user address space 14. The local buffer 12 in the operating system 11 is also referred to as a local cache or kernel buffer.

In the standalone system, the kernel buffer 12 is identified by blocks 15 which are designated as device number, and logical block number within the device. When a read system call 16 is issued, it is issued with a file descriptor of the file 5, and a byte range within the file 5, as shown in step 101, FIG. 3. The operating system 11 takes this information and converts it to device number, and logical block numbers in the device, step 102, FIG. 3. Then the operating system 11 reads the cache 12 according to the device number and logical block numbers, step 103.

Any data read from the disk 2 is kept in the cache block 15 until the cache block 15 is needed. Consequently, any successive read requests from an application 4 that is running on the processing system 10 for the same data previously read is accessed from the cache 12 and not the disk 2. Reading from the cache is less time consuming than going out to the fixed disk 2, accessing the correct disk sectors, and reading from the disk.

Similarly, data written from the application 4 is not saved immediately on the disk 2, but is written to the cache 12. This saves disk accesses if another write operation is issued to the same block. Modified data blocks in the cache 12 are saved on the disk 2 periodically.

Use of a cache in a stand-alone system that utilizes an AIX.sup.1 (Advanced Interactive Executive) operating system improves the overall performance of the system since disk accessing is eliminated for successive reads and writes. Overall performance is enhanced because accessing permanent storage is slower and more expensive than accessing a cache.

.sup.1 AIX is a trademark of IBM Corporation.

In a distributed environment, as shown in FIG. 1, there are two ways the processing system 10C in local node C could read the file 5A from node A. In one way, the processing system 10C could copy the whole file 5A, and then read it as if it were a local file 5C residing at node C. Reading a file in this way creates a problem if another processing system 10A at another node A modifies the file 5A after the file 5A has been copied at node C as file 5C. The processing system 10C would not have access to these latest modifications to the file 5A.

Another way for processing system 10C to access a file 5A at node A is to read one block N1 at a time as the processing system at node C requires it. A problem with this method is that every read has to go across the network communication link 3 to the node A where the file resides. Sending the data for every successive read is time consuming.

Accessing files across a network presents two competing problems as illustrated above. One problem involves the time required to transmit data across the network for successive reads and writes. On the other hand, if the file data is stored in the node to reduce network traffic, the file integrity may be lost. For example, if one of the several nodes is also writing to the file, the other nodes accessing the file may not be accessing the latest updated file that has just been written. As such, the file integrity is lost since a node may be accessing incorrect and outdated files.

Within this document, the term "server" will be used to indicate the processing system where the file is permanently stored, and the term "client" will be used to mean any other processing system having processes accessing the file. It is to be understood, however, that the term "server" does not mean a dedicated server as that term is used in some local area network systems. The distributed services system in which the invention is implemented is truly a distributed system supporting a wide variety of applications running at different nodes in the system which may access files located anywhere in the system.

The invention to be described hereinafter was implemented in a version of the UNIX.sup.2 operating system but may be used in other operating systems having characteristics similar to the UNIX operating system. The UNIX operating system was developed by Bell Telephone Laboratories, Inc., for use on a Digital Equipment Corporation (DEC) minicomputer but has become a popular operating system for a wide range of minicomputers and, more recently, microcomputers. One reason for this popularity is that the UNIX operating system is written in the C programming language, also developed at Bell Telephone Laboratories, rather than in assembly language so that it is not processor specific. Thus, compilers written for various machines to give them C capability make it possible to transport the UNIX operating system from one machine to another. Therefore, application programs written for the UNIX operating system environment are also portable from one machine to another. For more information on the UNIX operating system, the reader is referred to UNIX.TM. System, User's Manual, System V, published by Western Electric Co., January 1983. A good overview of the UNIX operating system is provided by Brian W. Kernighan and Rob Pike in their book entitled The Unix Programming Environment, published by Prentice-Hall (1984). A more detailed description of the design of the UNIX operating system is to be found in a book by Maurice J. Bach, Design of the Unix Operating System, published by Prentice-Hall (1986).

.sup.2 Developed and licensed by AT&T. UNIX is a registered trademark of AT&T in the U.S.A. and other countries.

AT&T Bell Labs has licensed a number of parties to use the UNIX operating system, and there are now several versions available. The most current version from AT&T is version 5.2. Another version known as the Berkeley version of the UNIX operating system was developed by the University of California at Berkeley. Microsoft, the publisher of the popular MS-DOS and PC-DOS operating systems for personal computers, has a version known under their trademark as XENIX. With the announcement of the IBM RT PC.sup.3 (RISC (reduced instruction set computer) Technology Personal Computer)) in 1985, IBM Corp. released a new operating system called AIX which is compatible at the application interface level with AT&T's UNIX operating system, version 5.2, and includes extensions to the UNIX operating system, version 5.2. For more description of the AIX operating system, the reader is referred to AIX Operating System Technical Reference, published by IBM Corp., First Edition (Nov. 1985).

.sup.3 RT and RT PC are trademarks of IBM Corporation.

The invention is specifically concerned with distributed data processing systems characterized by a plurality of processors interconnected in a network. As actually implemented, the invention runs on a plurality of IBM RT PCs interconnected by IBM's Systems Network Architecture (SNA), and more specifically SNA LU 6.2 Advanced Program to Program Communication (APPC). An Introduction To Advanced Program-To-Program Communication (APPC), Technical Bulletin by IBM International Systems Centers, July 1983, number GG24-1584-0, and IBM RT PC SNA Access Method Guide and Reference, Aug. 15, 1986, are two documents that further describe SNA LU 6.2.

SNA uses as its link level Ethernet.sup.4 a local area network (LAN) developed by Xerox Corp., or SDLC (Synchronous Data Link Control). A simplified description of local area networks including the Ethernet local area network may be found in a book by Larry E. Jordan and Bruce Churchill entitled Communications and Networking for the IBM PC, published by Robert J. Brady (a Prentice-Hall company) (1983). A more definitive description of communications systems for computers, particularly of SNA and SDLC, is to be found in a book by R. J. Cypser entitled Communications Architecture for Distributed Systems, published by Addison-Wesley (1978). It will, however, be understood that the invention may be implemented using other and different computers than the IBM RT PC interconnected by other networks than the Ethernet local area network or IBM's SNA.

.sup.4 Ethernet is a trademark of Xerox Corporation.

As mentioned, the invention to be described hereinafter is directed to a distributed data processing system in a communication network. In this environment, each processor at a node in the network potentially may access all the files in the network no matter at which nodes the files may reside.

Other approaches to supporting a distributed data processing system in a UNIX operating system environment are known. For example, Sun Microsystems has released a Network File System (NFS) and Bell Laboratories has developed a Remote File System (RFS). The Sun Microsystems NFS has been described in a series of publications including S. R. Kleiman, "Vnodes: An Architecture for Multiple File System Types in Sun UNIX", Conference Proceedings, USENIX 1986 Summer Technical Conference and Exhibition, pp. 238 to 247; Russel Sandberg et al., "Design and Implementation of the Sun Network File System", Conference Proceedings, Usenix 1985, pp. 119 to 130; Dan Walsh et al., "Overview of the Sun Network File System", pp. 117 to 124; JoMei Chang, "Status Monitor Provides Network Locking Service for NFS", JoMei Chang, "SunNet", pp. 71 to 75; and Bradley Taylor, "Secure Networking in the Sun Environment", pp. 28 to 36. The AT&T RFS has also been described in a series of publications including Andrew P. Rifkin et al., "RFS Architectural Overview", USENIX Conference Proceedings, Atlanta, Ga. (June 1986), pp. 1 to 12; Richard Hamilton et al., "An Administrator's View of Remote File Sharing", pp. 1 to 9; Tom Houghton et al., "File Systems Switch", pp. 1 to 2; and David J. Olander et al., "A Framework for Networking in System V", pp. 1 to 8.

One feature of the distributed services system in which the subject invention is implemented which distinguishes it from the Sun Microsystems NFS, for example, is that Sun's approach was to design what is essentially a stateless machine. More specifically, the server in a distributed system may be designed to be stateless. This means that the server does not store any information about client nodes, including such information as which client nodes have a server file open, whether client processes have a file open in read.sub.-- only or read.sub.-- write modes, or whether a client has locks placed on byte ranges of the file. Such an implementation simplifies the design of the server because the server does not have to deal with error recovery situations which may arise when a client fails or goes off-line without properly informing the server that it is releasing its claim on server resources.

An entirely different approach was taken in the design of the distributed services system in which the present invention is implemented. More specifically, the distributed services system may be characterized as a "statefull implementation". A "statefull" server, such as that described here, does keep information about who is using its files and how the files are being used. This requires that the server have some way to detect the loss of contact with a client so that accumulated state information about that client can be discarded. The cache management strategies described here, however, cannot be implemented unless the server keeps such state information. The management of the cache is affected, as described below, by the number of client nodes which have issued requests to open a server file and the read/write modes of those opens.

SUMMARY OF THE INVENTION

It is therefore an object of this invention to improve the response time in accessing remote files.

It is a further object of this invention to maintain the file integrity in a distributed networking environment.

The system and method of this invention takes into account three different situations when processing systems are reading and writing to files in a distributed networking environment. In the first situation, all reading and writing to a file is performed at a single client node. In the second situation, all nodes only read from a file. In the third situation, more than one node is performing a read from a file, and at least one node is writing to the file. The third situation may also be brought about if the device is open for a write at the server.

In the first two situations, a local client cache exists in every node. The client processes executing at the client nodes access the server file via two step caching: the client cache and the server cache. Using the client cache efficiently to access a remote file can significantly improve the performance since it can save network traffic and overhead.

In the third situation, client caching is not used since file integrity is deemed more important than performance speed. In a distributed networking environment, the first two situations occur more frequently than the third situation. Consequently, by providing for these three separate situations, overall performance is optimized without sacrificing file integrity.

BRIEF DESCRIPTION OF THE DRAWING

FIG. 1 shows three processing systems connected in a networking environment as known in the art.

FIG. 2 shows a stand-alone processing system using a kernel buffer as known in the art.

FIG. 3 shows a flow chart of a read to the kernel buffer in a stand-alone system as known in the art.

FIG. 4 shows three distributed processing systems connected in a network for accessing files across the network with client and server caches.

FIG. 5 shows a client and server node having client and server caches, respectively in READONLY or ASYNC synchronization mode.

FIG. 6 shows the three synchronization modes used for managing the use of client and server caches in a distributed networking environment.

FIG. 7 shows the transitions between the three synchronization modes.

FIG. 8 shows a client accessing a file at the server in FULLSYNC s.sub.-- mode.

FIG. 9 shows the steps during a read when a client cache is used, and when the client cache is not used.

FIG. 10 is a block diagram of the data structure illustrating the scenario for following a path to a file operation at a local node as performed by the operating system which supports the subject invention.

FIGS. 11 and 12 are block diagrams of the data structures illustrating the before and after conditions of the scenario for a mount file operation at a local node as performed by the operating system.

FIG. 13A shows a file tree whose immediate decendents are all directories.

FIG. 13B shows a file tree whose immediate decendents are a collection of directories and simple files.

FIG. 13C shows a file tree whose immediate decendents are all simple files.

FIG. 14 is a block diagram of the data structure for the distributed file system shown in FIG. 4.

FIGS. 15A to 15F are block diagrams of component parts of the data structure shown in FIG. 14.

FIGS. 16, 17 and 18 are block diagrams of the data structures illustrating the scenarios for a mount file operation and following a path to a file at a local and remote node in a distributed system as performed by the operating system.

FIG. 19 is a diagram showing the control flow of accesses to a file by two client nodes.

FIG. 20 is a diagram showing a deadlock when two operations are currently executing.

FIG. 21 is a diagram showing the execution steps of an open request from a client node.

DESCRIPTION OF THE PREFERRED EMBODIMENT

In the present invention as shown in FIG. 4, a local cache 12A, 12B, 12C, exists at every node A, B, C. If file 5 permanently resides at node A on disk 2A, node A is referred to as the server. At the server A, use of the cache 12A by local processes 13A executing at the server node A is as that in a stand-alone system as discussed above in the Background Art.

However, remote processes 13B, 13C executing at nodes B, C, access the file 5 through a two step caching scheme using a server cache and a client cache as shown more clearly in FIG. 5. The server node A gets blocks of file 5 from disk 2A and stores it in the server cache 12A. Client node B goes out over the network 3 and gets blocks of file 5 from the server cache 12A. Client node B stores the blocks of file 5 as it existed in the server cache 12A into the client cache 12B. When the user address space 14B of client node B seeks data from any block of file 5, the client cache 12B is accessed instead of going across the network 3 for each access. Using the client cache 12B to access a remote file 5 can significantly improve the performance since it can save network traffic and overhead.

The system and method of this invention manages the use of the client cache 12B and server cache 12A in a distributed environment to achieve high performance while preserving the file access semantics at the application program level. This allows existing programs which run on a stand-alone system to run on a distributed system without any modification.

The file access semantics preserves a file's integrity as it is being opened by different processes that issue read and write system calls to access and modify the file. The file access semantics require that only one I/O operation is allowed on any byte range at a time, and once an I/O operation starts, it cannot be pre-empted by any other I/O operation to the same byte range of the file.

An example of this is given by referring again to FIG. 5. If process 131 issues a write system call to a byte range N1-N2 in file 5, the write system call can only be executed when the entire byte range N1-N2 is available for access by process 131, and no read operation involving the byte range N1-N2 is being executed. During the execution of the write system call, all other operations involving the byte range N1-N2 in file 5 are suspended until the write is completed. The write is not completed until the bytes are written to the local cache 12A. When a write request is complete, the written data in the cache 12A is visible to any subsequent read operation by any of the other processes 131-13N.

Another requirement of file access semantics is that when a file byte range such as N1-N2, which can be a record or a set of related records accessed by the same I/O operation, is visible to a reading process, the file byte range N1-N2 must always have a consistent set of data reflecting the last update to this range. This range is never available for access while a write operation is being executed. In this way the next read issued by a process will read the data just written and not the old outdated data.

In a distributed networking environment of this invention as shown in FIG. 5, the execution of read and write system calls from different application programs 4A, 4B, and processes 131-13N, 231-23N are synchronized such that the file access semantics as discussed above are preserved. The system and method of this invention guarantees synchronization by utilizing various cache synchronization (sync) modes. For a specific file 5, the I/O calls are synchronized by either the client B or the server A depending on the location of the processes 131-13N, 231-23N which have the file 5 open for access, and the sync mode.

The three synchronization modes are shown in FIG. 6, and are described with reference to FIG. 4. The first mode 141 is referred to as ASYNCH s.sub.-- mode, or asynchronous mode. The file 5 operates in this mode 141 if the file 5 is open for read/write access by processes 13C executing at only one client remote node C, as shown in block 144, FIG. 6. In this mode 141, all of the control is in the client node C. Both the server cache 12A and client cache 12C are used for these read/write operations. A read or write operation requires access to the server cache 12A only if it cannot be satisfied from the client cache 12C. Modified blocks at the client 12C are written to the server 12A by the periodic sync operation, or when the file 5 is closed by all processes 13C in the client node C, or when a block must be written in order to make room for other data being brought into the cache. Additionally modified blocks are written to the server when the file changes from ASYNC s.sub.-- mode to FULLSYNC s.sub.-- mode.

A second mode 142 is READONLY s.sub.-- mode. The READONLY s.sub.-- mode 142 is used for files 5 that are open for read only access from processes 13C in only one node C, or from processes 13B, 13C in more than one node B, C, as shown in block 145, FIG. 6. In this mode 142, the server cache 12A and the client caches 12B and/or 12C are used. The read request is issued for a block or more at a time. Every other read request from the same client, either B or C, to the specific block does not go to the server 12. Instead, it is read from the respective client cache, either B or C. In other words, a read operation does not require access to the server 12A if it can be satisfied from the client cache 12C or 12B. In summary, the file 5 operates in mode 142 if the file 5 is open for read only access by any of the processes 13A, 13B, 13C, in any of the nodes A, B, C.

A third mode 143 is FULLSYNCH s.sub.-- mode. The FULLSYNC s.sub.-- mode 143 is used for files 5 open in more than one node A, B, and at least one node has the file 5 open for write access. In the FULLSYNC s.sub.-- mode 143, the client cache 12C or 12B is bypassed, and only the server cache 12A is used. All read and write operations are executed at the server 12A.

In a distributed environment 1 FIG. 4, most files 5 will more frequently be open for read only by processes 13A, 13B, 13C, at several nodes A, B, C in the READONLY s.sub.-- mode 142, FIG. 6, or open for update at only one node in the Asynchronous s.sub.-- mode 141, FIG. 6. It will be less frequent that there will be an open for read and write access by processes executing at more than one node in the Fullsync s.sub.-- mode 143, FIG. 6. In both the READONLY s.sub.-- mode 142, FIG. 6, and the ASYNCH s.sub.-- mode 141, FIG. 6, the use of a client cache 12B, FIG. 5, significantly reduces the remote read/write response time of accessing file 5, and improves the overall system performance.

As shown in FIG. 8, in the FULLSYNC s.sub.-- mode, the client cache is not used. The client node B accesses the file 5 from the server A over the network 3 for each read and write. Although the read/write response time increases in this mode, the file access semantics are preserved since a client does not retain a file 5 in a local cache that has not been updated along with the corresponding file residing at the server.

Utilizing the three modes to manage the use of the client cache optimizes overall system performance by combining both an overall average increase in read/write response speed with file integrity. Using a client cache in some situations decreases the read/write response time; while not using a client cache in other situations preserves the file system semantics.

A file's sync mode is not only dependent on which nodes have the file open, and whether the file is open for read or write, but also on whether the device where the file resides is open in raw access mode. Raw access for a device means that a block of data LBN1, FIG. 5, within a device 2A is accessed. In this way, the reads and writes of the device 2A read and write to a block LBN1 of device 2A. It is not relevant to which file the block belongs to. The device 2A can be open for raw access from a process 131-13N at the server node A. It cannot be open for raw access from a remote node B, C.

In reference to FIG. 5, the server cache 12A is managed as blocks LBN1 of a device 2A, similar to a stand-alone system as described above with reference to FIG. 2. The server A looks at the server cache 12A as a logical block LBN1 within a device 2A. The client B has no knowledge of where the file 5 resides on the device 2A. All that client B knows is that it accesses a file 5 on block number N1 on device 2A. The client cache 12B handles the data as logical blocks N1 of files 5. In the server cache 12A, the data is handled as logical blocks LBN1 of devices 2A. In handling the data this way, the server can guarantee that if data is written to the device as a raw device, and if there is another read of a block of the file that happens to be the same block that was written to the device, then the read would see the newly written data. This preserves the file system semantics.

If the file is being accessed in a client node B, and the file is in ASYNC or READONLY mode, as shown in FIG. 5, the client operating system 11B does not convert the file descriptor and byte range within the file in the system call READ (file descriptor, N1) 16 to the device number and the logical block number in the device. The client does convert the file descriptor and byte range to a file handle, node identifier, and logical block number within the file. In the client cache 12B, there are blocks 17 that are designated by file handle, node identifier, and logical block number within the file. When a read 16 is issued from a client application 4B, step 104, FIG. 9, the request for the read goes to the operating system 11B with the file descriptor and the byte range within the file. The operating system then looks in the client cache 12B, step 105, FIG. 9. If the file handle, node identifier, and logical block number within the file is there, the cache 12B is read, step 106, FIG. 9. If it isn't there, step 107, FIG. 9, the read is sent to the server, step 108, FIG. 9. The server then takes the file handle and the logical block number within the file and converts it to a device number and logical block in the device, step 109, FIG. 9. This conversion is necessary since the server cache 12A is managed by device number and block number within the device as it is in a stand-alone system. After the read is sent to the server, it is handled the same as if the read was coming from its own application in a stand-alone system as described above with reference to FIG. 2.

A closed file does not have a synchronization mode. However, once a file is first opened by a process, the file's sync mode is initialized according to the following as illustrated in FIG. 7.

The sync mode for a file is initialized to ASYNCH 141 if the device (D) where the file resides is closed 161, i.e., it is not open as a special device, and the file is open for write access at one remote node 162.

The sync mode for a file is READONLY 142 if the device where the file resides is closed, and the file is open for read only access in one or more nodes 163, or both the device and the file are open for read only access 164.

The sync mode for a file is initialized to FULLSYNCH 143 if the device where the file resides is open as a block special device for read/write access 65, or the file is opened in more than one node and at least one of the opens is for writing. A block special device means that there is a raw access to the device.

Once a file is initialized to a mode, if the conditions change, the file mode may change. Transitions from one mode to another, as shown by lines 171-176 in FIG. 7, may occur under the following conditions.

If a file is presently in ASYNC mode 141, and the number of node where the file is open becomes two or more, 181, then the sync mode changes to FULLSYNC 143 as shown via line 172, FIG. 6. Also, if there is an open of the block special device D where the file resides, 182, the sync mode will change from ASYNC 141 to FULLSYNC 143. In a close operation for the file, if the close operation is not the last close of the file, and the file is still open for write, there is no mode change. However, if the close operation is the last close of the file for write access such that all the remaining opens are for read access, 183, then the new mode becomes READONLY 142 as shown via line 74. If the close operation is the last close of the file, then there is no sync mode.

If a file is presently in READONLY s.sub.-- mode 142 and there is a file open operation, there will not be a mode change if the open is for read. However, if the open is for write, then the new sync mode is ASYNC 141 if all the opens are in one client node, 184 as shown via line 173. Otherwise, the sync mode is FULLSYNC Furthermore, if the device where the file resides is open for read/write access, 187, the new sync mode for the file is FULLSYNC mode 143. For a close operation, if the close is the last close of the file, there is no sync mode for the file. If the file is still open at one or more nodes after a close operation, there is no change to the sync mode.

If a file is presently in FULLSYNC mode 143 and there is another open for the file, or the device where the file resides is opened, there is no sync mode change. If after a close operation of the file, there remains an open for read/write access at one remote node, and the block special device where the file resides is not open, the sync mode is changed to ASYNC s.sub.-- mode 141, as shown by block 188 via line 171. The sync mode is changed from FULLSYNC 143 to READONLY 142 if the block special device where the file resides is not open, and the file is open for read only access at one or more nodes as shown by block 189 on line 175, or if the block special device where the file resides is open for read only access and the file is open for read only access as shown in block 190 on line 175.

All open and close operations for files and devices are resolved at the server node. The server determines the sync mode of an open file when executing any operation that may change the mode. The server also performs the change of the synchronization modes. As the server gets new opens or closes for the file, a change in synchronization modes for the file may be triggered. If the required sync mode is not the current one, the server sends a "change sync mode" remote procedure call (rpc) to all the clients with the file open.

After a file is opened for the first time, the client that opened the file is informed of the mode of the file. If the mode is either ASYNC or READONLY, the client can start using the client cache for reads, and also for writes if the mode is ASYNC, as shown in FIG. 5. The client does not have to read or write over the communications link to the server. If the mode is FULLSYNC as shown in FIG. 8, the client cache is not used, and the client must send the read or write over the communications link 3 to the server.

The server A, FIG. 5, always sets the mode 151 of the file 5. The mode of the file is the same at every node that has the file open. The server A also knows which nodes have the file open, and whether the opens are for reads, or writes. The server A doesn't have to know which processes 131-13N, 231-23N within a node have a file open. The server keeps all the above information in a file access structure list 150. Each element of the file access structure list 150 contains a node which has the file open 152, the number of opens for read 153 in the node, and the number of opens for write 154 in the node.

If a file is in ASYNC mode, then only one client node has the file open, and the cache at this client may contain blocks which have been modified but which have not been written to the server. The client cache may also contain blocks which have been read from the server but which have not been modified. When a file changes sync mode from ASYNC to FULLSYNC, the server notifies the client of the change, and the client writes all of the file's modified blocks to the server and discards any unmodified blocks.

If the file is in READONLY sync mode, then many clients may have the file open, and the caches in each of these clients may contain blocks which have been read from the server. The client caches may not, however, contain any modified blocks. When a file changes sync mode from READONLY to FULLSYNC, the server notifies each client of the change. Each client then discards any of the file's blocks from its cache.

DESCRIPTION OF OPERATION

The preceding discussion provides an implementation independent of the discussion of file caching. The following discussion is a more detailed description of an implementation of the caching method. Caching only applies to files which have been opened, but in the implementation described, a remote file must first be made accessible by a "mount" operation before it can be opened. The mount operation constructs data structures which must be in place before the open can be performed. Therefore, the first part of the implementation discussion describes mounting and path following in some detail. This detail is not directly relevant to the caching discussion, but it is necessary ground work preparatory to a detailed discussion of managing the cache.

The following disclosure describes solutions to problems which are encountered when creating a distributed file system in which the logic that manages a machine's files is altered to allow files that physically reside in several different machines to appear to be part of the local machine's file system. The implementatio