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Directory cache management in a distributed data processing system    
United States Patent5151989   
Link to this pagehttp://www.wikipatents.com/5151989.html
Inventor(s)Johnson; Donavon W. (Georgetown, TX); Shaheen-Gouda; Amal A. (Austin, TX); Smith; Todd A. (Austin, TX)
AbstractAn improved directory caching technique is provided for a plurality of data processing systems which are connected together in a network. In the system, when a local, or client, data processing system interrogates a remote, or server, data processing system for a unit of directory information, the server system is enabled to automatically send additional units of pertinent director information back to the client system in response to a subsequent change in the directory structure of the server system. If the server system is unable to continue updating the client system, for any of a plurality of possible reasons, the server system informs the client system of this fact, which enables the client system to purge itself of the formerly stored directory cache entry relative to this path, since the client system can no longer consider this cached path information to be currently correct.



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Inventor     Johnson; Donavon W. (Georgetown, TX); Shaheen-Gouda; Amal A. (Austin, TX); Smith; Todd A. (Austin, TX)
Owner/Assignee     International Business Machines Corporation (Armonk, NY)
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Publication Date     September 29, 1992
Application Number     07/014,889
PAIR File History     Application Data   Transaction History
Image File Wrapper   Patent Term   Fees
Litigation
Filing Date     February 13, 1987
US Classification     707/10 707/201
Int'l Classification     G06F 015/16 G06F 013/00
Examiner     Chan; Eddie P.
Assistant Examiner    
Attorney/Law Firm     Lefeve; Douglas H.
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USPTO Field of Search     364/200 MS File 364/900 MS File 395/200 395/600
Patent Tags     directory cache management distributed data processing
   
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We claim:

1. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically sensing a first notification from said second system to said first system in response to a subsequent change in said directory structure of said second system, wherein said first notification instructs said first system to erase said first unit of directory information;

detecting an inhibiting condition associated with said network of data processing systems, wherein said inhibiting condition is a saturation of second system process resources; and

automatically sending a second notification from said second system to said first system to erase said first unit of directory information in response to said inhibiting condition.

2. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically sending a first notification from said second system to said first system in response to a subsequent change in said directory structure of said second system, wherein said first notification instructs said first system to erase said first unit of directory information;

detecting an inhibiting condition associated with said network of data processing systems, wherein said inhibiting condition is a saturation of process resources available for the task of automatically sending said notifications; and

automatically sending a second notification from said second system to said first system to erase said first unit of directory information in response to said inhibiting condition.

3. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically sending a first notification from said second system to said first system in response to a subsequent change in said directory structure of said second system, wherein said first notification instructs said first system to erase said first unit of directory information;

detecting an inhibiting condition associated with said network of data processing systems, wherein said inhibiting condition is an unavailability of communications resource between said second and first systems; and

automatically sending a second notification from said second system to said first system to erase said first unit of directory information in response to said inhibiting condition.

4. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically sending a first notification from said second system to said first system in response to a subsequent change in said directory structure of said second system, wherein said first notification instructs said first system to erase said first unit of directory information;

detecting an inhibiting condition associated with said network of data processing systems, wherein said inhibiting condition is a lack of a recent inquiry from said first system to said second system regarding additional directory information; and

automatically sending a second notification from said second system to said first system to erase said first unit of directory information in response to said inhibiting condition.

5. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically sending a first notification from said second system to said first system in response to a subsequent change in said directory structure of said second system;

detecting an inhibiting condition associated with said network of data processing systems;

automatically sending a third notification from said second system to a third system in response to a previous inquiry by said third system of a directory structure of said second system and a subsequent change in the directory structure of said second system; and

automatically sending a fourth notification from said second system to said first system that said second system is unable to send further additional units of directory information in response to said condition and when said inquiry by said third system was more recent than said inquiry by said first system.

6. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically ending an additional unit of directory information from said second system to said first system in response to a subsequent change in said directory structure of said second system;

detecting an inhibiting condition associated with said network of data processing systems, wherein said inhibiting condition is a saturation of second system process resources; and

automatically sending a first notification from said second system to said first system that said second system is unable to send further additional units of directory information in response to said inhibiting condition.

7. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically sensing an additional unit of directory information from said second system to said first system in response to a subsequent change in said directory structure of said second system;

detecting an inhibiting condition associated with said network of data processing systems, wherein said inhibiting condition is an unavailability of memory at said second system for storing said additional units of directory information for sensing; and

automatically sending a first notification from said second system to said first system that said second system is unable to send further additional units of directory information in response to said inhibiting condition.

8. A directory caching method for a network of data processing systems comprising:

saving, at a first system, a first unit of directory information about a second system in response to an inquiry by said first system regarding a directory structure of said second system;

automatically sensing an additional unit of directory information from said second system to said first system in response to a subsequent change in said directory structure of said second systems;

detecting an inhibiting condition associated with said network of data processing systems, wherein said inhibiting condition is an unavailability of communications resources between said second and first systems; and

automatically sending a first notification from said second system to said first system that said second system is unable to send further additional units of directory information in response to said inhibiting condition.
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CROSS REFERENCE TO RELATED APPLICATIONS

This application is related in subject matter to the following applications filed concurrently herewith and assigned to a common assignee:

U.S. Pat. No. 4,897,781 filed by A. Chang, G. H. Neuman, A. A. Shaheen-Gouda, and T. A. Smith for A System And Method For Using Cached Data At A Local Node After Re-opening A File At A Remote Node In A Distributed Networking Environment.

Application Ser. No. 07/014,884, now abandoned, filed by D. W. Johnson, L. W. Henson, A. A. Shaheen-Gouda, and T. A. Smith for A System Method for Version Level Negotiation.

U.S. Pat. No. 4,887,204 filed by D. W. Johnson, G. H. Neuman, C. H. Sauer, A. A. Shaheen-Gouda, and T. A. Smith for A System And Method For Accessing Remote Files In A Distributed Networking Environment.

Application Ser. No. 07/014,900, now abandoned, filed by D. W. Johnson, A. A. Shaheen-Gouda, T. A. Smith for Distributed File Access Structure Lock.

Application Ser. No. 07/014,891, now abandoned, filed by L. W. Henson, A. A. Shaheen-Gouda, and T. A. Smith for Distributed File and Record Locking.

U.S. Pat. No. 5,001,628 filed by D. W. Johnson, L. K. Loucks, C. H. Sauer, and T. A. Smith for Single System Image.

Application Ser. No. 07/014,888, now U.S. Pat. No. 5,133,053, filed by D. W. Johnson, L. K. Loucks, A. A. Shaheen-Gouda for Interprocess Communication Queue Location Transparency.

The disclosures of the foregoing co-pending applications are incorporated herein by reference.

DESCRIPTION

TECHNICAL FIELD

This invention generally relates to improvements in operating systems for a distributed data processing system and, more particularly, to an improvement in an operating system for a multi-processor system interconnected by a local area network (LAN) or a wide area network (WAN). The improvement according to the invention provides an increased efficiency in file directory caching for accessing files by processors in the system, regardless of where those files are located in the system.

BACKGROUND ART

This invention is specifically concerned with distributed data processing systems characterized by a plurality of processors interconnected in a network. As actually implemented, the invention runs on a plurality of IBM RT PC.sup.1 interconnected by IBM's Systems Network Architecture (SNA), and more specifically SNA LU 6.2 Advanced Program to Program Communication (APPC). SNA uses as its link level Ethernet.sup.2, a local area network (LAN) developed by Xerox Corp., or SDLC (Synchronous Data Link Control). A simplified description of local area networks including the Ethernet local area network may be found in a book by .sup.1 RT and RT PC are registered trademarks of IBM Corporation. .sup.2 Ethernet is a trademark of Xerox Corporation. Larry E. Jordan and Bruce Churchill entitled Communications and Networking for the IBM PC, published by Robert J. Brady (a Prentice-Hall company) (1983). A more definitive description of communications systems for computers, particularly of SNA and SDLC, is to be found in a book by R. J. Cypser entitled Communications Architecture for Distributed Systems, published by Addison-Wesley (1978). It will, however, be understood that the invention may be implemented using other and different computers than the IBM RT PC interconnected by other networks than the Ethernet local area network or IBM's SNA.

As mentioned, the invention to be described hereinafter is directed to a distributed data processing system in a communication network. In this environment, each processor at a node, in the network potentially may access all the files in the network regardless of the nodes at which the files may reside. As shown in FIG. 1, a distributed network environment 1 may consist of two or more nodes A, B and C connected through a communication link or network 3. The network 3 can be a local area network (LAN) as mentioned or a wide area network (WAN), the latter comprising a switched or leased teleprocessing (TP) connection to other nodes or to a SNA network of systems. At any of the nodes A, B or C there may be a processing system 10A, 10B or 10C, such as the aforementioned IBM RT PC. Each of these systems 10A, 10B and 10C may be a single user system or a multi-user system with the ability to use the network 3 to access files located at a remote node in the network. For example, the processing system 10A at local node A is able to access the files 5B and 5C at the remote nodes B and C.

The problems encountered in accessing remote nodes can be better understood by first examining how a standalone system accesses files In a standalone system, such as 10 shown in FIG. 2, a local buffer 12 in the operating system 11 is used to buffer the data transferred between the permanent storage 2, such as a hard file or a disk in a personal computer, and the user address space 14. The local buffer 12 in the operating system 11 is also referred to as a local cache or kernel buffer. For more information on the UNIX.sup.3 operating system kernel, see the book by Brian W. Kernighan and Rob Pike entitled The Unix Programming Environment, Prentiss-Hall (1984). A more detailed description of the design of the UNIX operating system is to be found in the book by Maurice J. Bach, Design of the Unix Operating System, Prentiss-Hall (1986). The local cache can be best understood in terms of a memory resident disk. The data retains the physical characteristics that it had on disk; however, the information how resides in a medium that lends itself to faster data transfer rates very close to the rates achieved in main system memory.

.sup.3 Developed and licensed by AT&T. UNIX is a registered trademark of AT&T in the U.S.A. and other countries.

In the standalone system, the kernel buffer 12 is identified by blocks 15 which are designated as device number and logical block number within the device. When a read system call 16 is issued, it is issued with a file descriptor of the file 5 and a byte range within the file 5, as shown in step 101 in FIG. 3. The operating system 11 takes this information and converts it to device number and logical block numbers of the device in step 102. Then the operating system 11 reads the cache 12 according to the device number and logical block numbers, step 103.

Any data read from the disk 2 is kept in the cache block 15 until the cache block 15 is needed. Consequently, any successive read requests from an application program 4 that is running on the processing system 10 for the same data previously read from the disk is accessed from the cache 12 and not the disk 2. Reading from the cache is less time consuming than accessing the disk; therefore, by reading from the cache, performance of the application 4 is improved. Obviously, if the data which is to be accessed is not in the cache, then a disk access must be made, but this requirement occurs infrequently.

Similarly, data written from the application 4 is not saved immediately on the disk 2 but is written to the cache 12. This again saves time, improving the performance of the application 4. Modified data blocks in the cache 12 are saved on the disk 2 periodically under the control of the operating system 11.

Use of a cache in a standalone system that utilizes the AIX.sup.4 operating system, which is the environment in which the invention was implemented, improves the overall performance of the system disk and minimizes access time by eliminating the need for successive read and write disk operations.

.sup.4 AIX is a trademark of IBM Corporation.

In the distributed networking environment shown in FIG. 1, there are two ways the processing system 10C in local node C could read the file 5A from node A. In one way, the processing system 10C could copy the whole file 5A and then read it as if it were a local file 5C residing at node C. Reading the file in this way creates a problem if another processing system 10B at node B, for example, modifies the file 5A after the file 5A has been copied at node C. The processing system 10C would not have access to the latest modifications to the file 5A.

Another way for processing system 10C to access a file 5A at node A is to read one block at a time as the processing system at node C requires it. A problem with this method is that every read has to go across the network communications link 3 to the node A where the file resides. Sending the data for every successive read is time consuming.

Accessing files across a network presents two competing problems as illustrated above. One problem involves the time required to transmit data across the network for successive reads and writes. On the other hand, if the file data is stored in the node to reduce network traffic, the file integrity may be lost. For example, if one of the several nodes is also writing to the file, the other nodes accessing the file may not be accessing the latest updated file that has just been written. As such, the file integrity is lost, and a node may be accessing incorrect and outdated files. Within this document, the term "server" will be used to indicate the processing system where the file is permanently stored, and the term client will be used to mean any other processing system having processes accessing the file. The invention to be described hereinafter is part of an operating system which provides a solution to the problem of managing distributed information.

Other approaches to supporting a distributed data processing system in a UNIX operating system environment are known. For example, Sun Microsystems has released a Network File System (NFS) and Bell Laboratories has developed a Remote File System (RFS). The Sun Microsystems NFS has been described in a series of publications including S. R. Kleiman, "Vnodes: An Architecture for Multiple File System Types in Sun UNIX", Conference Proceedings, USENIX 1986 Summer Technical Conference and Exhibition, pp. 238 to 247; Russel Sandberg et al., "Design and Implementation of the Sun Network Filesystem", Conference Proceedings, Usenix 1985, pp. 119 to 130; Dan Walsh et al., "Overview of the Sun Network File System", pp. 117 to 124; JoMei Chang, "Status Monitor Provides Network Locking Service for NFS"; JoMei Chang, "SunNet", pp. 71 to 75; and Bradley Taylor, "Secure Networking in the Sun Environment", pp. 28 to 36. The AT&T RFS has also been described in a series of publications including Andrew P. Rifkin et al., "RFS Architectural Overview", USENIX Conference Proceedings, Atlanta, Ga. (June 1986), pp. 1 to 12; Richard Hamilton et al., "An Administrator's View of Remote File Sharing", pp. 1 to 9; Tom Houghton et al., "File Systems Switch", pp. 1 to 2; and David J. Olander et al., "A Framework for Networking in System V", pp. 1 to 8.

One feature of the distributed services system in which the subject invention is implemented which distinguishes it from the Sun Microsystems NFS, for example, is that Sun's approach was to design what is essentially a stateless machine. More specifically, the server in a distributed system may be designed to be stateless. This means that the server does not store any information about client nodes, including such information as which client nodes have a server file open, whether client processes have a file open in read.sub.-- only or read.sub.-- write modes, or whether a client has locks placed on byte ranges of the file. Such an implementation simplifies the design of the server because the server does not have to deal with error recovery situations which may arise when a client fails or goes off-line without properly informing the server that it is releasing its claim on server resources. An entirely different approach was taken in the design of the distributed services system in which the present invention is implemented. More specifically, the distributed services system may be characterized as a "statefull implementation".

A "statefull" server, such as that described here, does keep information about who is using its files and how the files are being used. This requires that the server have some way to detect the loss of contact with a client so that accumulated state information about that client can be discarded. The cache management strategies described here, however, cannot be implemented unless the server keeps such state information. The management of the cache is affected, as described below, by the number of client nodes which have issued requests to open a server file and the read/write modes of those opens.

More specifically, because file path name resolution is so frequent, it is important that it be done efficiently. Each system call that uses a file name, for example mount or open, can require that a directory be read and searched for each component of the file name's path. The performance penalties of reading numerous directories each time a file name is used are even more serious in a distributed environment where some of the directories may be in remote nodes.

Some UNIX.TM. implementations cache directory entries each time they are used in resolving a file's name. Subsequent file name resolution on the same file or files with names that have path pieces in common with the previously cached entries will run faster because directory entries can be found in the cache. Finding directory entries in the cache is faster than reading and searching directories because: (1), the directory cache is a special data structure maintained by the operating system that is optimized for searching; (2), the cache is kept in memory while the directories need to be read from the file system; and (3), the cache will usually have only a limited number of entries to be examined. The directory cache holds the most recently used, and hence the most likely to be useful, directory entries.

There are two major problems that the operating system faces in using a directory cache. The contents of the cache must be kept consistent with the contents of the directories, and the cache must be kept from getting too big. It is important that the cache be kept consistent. If the directory cache indicates that a file's inode number is, say, 45 but the directory has been changed, perhaps due to a mv command, so that the file's real inode number is 62, attempts to resolve the file's name will resolve to the wrong file--an open could open a file different than the one that was specified. If the cache is allowed to grow arbitrarily, it will eventually be so large that the time required to search it will negatively affect performance.

In a stand-alone system, the operating system itself is responsible for all changes to directories, making it possible for the operating system to purge from the directory cache any entries that may have changed, thus always leaving the directory cache with consistent entries. When the cache becomes full, some entries can be purged to make room for new entries. The choice of entries to purge to make room is not critical, but performance will usually be least impacted if the most recently used entries are retained. Since the major problems of directory caching can be handled in this fashion for stand-alone systems, several stand-alone UNIX.TM. implementations including stand-alone AIX.TM. do directory caching.

The solutions available for stand-alone systems do not work in a distributed environment. The directory cache is maintained by client nodes, while changes to directories in other, server, nodes could result in inconsistent cache entries. Attempts to maintain consistency by communicating every directory change at every server to every client caching directory entries could flood a network with these messages, vitiating any performance advantages from the directory caching.

It would, therefore, provide greatly improved operating efficiency in accessing file directories in networks as described above to have the ability to cache file directory information and be assured of its validity, while not needlessly and inefficiently updating this information during periods when no changes have been made.

SUMMARY OF THE INVENTION

Accordingly, an improved directory caching technique is provided for a plurality of data processing systems which are connected together in a network. In the system, when a local, or client, data processing system interrogates a remote, or server, data processing system for a unit of directory information, the server system is enabled to automatically send additional units of pertinent directory information back to the client system in response to a subsequent change in the directory structure of the server system. If the server system is unable to continue updating the client system, for any of a plurality of possible reasons, the server system informs the client system of this fact, which enables the client system to purge itself of the formerly stored directory cache entry relative to this path, since the client system can no longer consider this cached path information to be currently correct.

Possible reasons that the server system can no longer continue to send directory path updating information to the client system are: (1) a general saturation of server processing resources, (2) a saturation of the server's processing resources which have been allocated to the directory caching updating function, (3) the current unavailability of a reliable communications link between the server system and the client system, (4) the necessity of disconnecting the server system from the communications network, for example, to allow maintenance services at the server system, and (5) because of a lack of a recent inquiry from the client system.

When a server system is updating a plurality of clients and nears exhaustion of its resources to perform this updating function, the server informs the clients having the least recent inquiries, on the basis that those clients' systems' performances would be least affected by having this updating facility suspended.

The foregoing and other objects, features, extensions and advantages of the invention will be apparent from the following more particular description of the preferred embodiments of the invention as illustrated in the accompanying drawing.

BRIEF DESCRIPTION OF DRAWING

FIG. 1 is a block diagram showing a typical distributed data processing system in which the subject invention is designed to operate;

FIG. 2 is a block diagram illustrating a typical stand-alone processor system;

FIG. 3 is a flowchart showing the steps performed by an operating system when a read system call is made by an application running on a processor;

FIG. 4 is a block diagram of the data structure illustrating the scenario for following a path to a file operation at a local node as performed by the operating system which supports the subject invention;

FIGS. 5 and 6 are block diagrams of the data structures illustrating the before and after conditions of the scenario for a mount file operation at a local node as performed by the operating system;

FIG. 7 is a block diagram, similar to FIG. 1, showing a distributed data processing system according to the invention;

FIG. 8 is a block diagram of the data structure for the distributed file system shown in FIG. 7;

FIGS. 9A, 9B, 9C, 9D, 9E and 9F are block diagrams of component parts of the data structure shown in FIG. 8;

FIGS. 10, 11 and 12 are block diagrams of the data structures illustrating the scenarios for a mount file operation and following a path to a file at a local and remote node in a distributed system as performed by the operating system;

FIG. 13 shows a typical directory tree structure which exists at a local or client system.

FIG. 14 shows the client directory tree structure of FIG. 13 and, additionally, a remote, or server, directory tree structure which is available for access by the client system.

FIG. 15 shows the contents of a typical directory cache at a client.

FIG. 16 shows the structure of a typical Node Table at a server.

FIG. 17 is a flow diagram which shows the operations at the server during directory updates in a system using the improved directory caching technique of this invention.

FIG. 18 is a detailed flow diagram which shows the operation at the client in response to a dfs.sub.-- fs advise in a system using the improved directory caching technique of this invention.

FIG. 19 shows the detailed contents of an entry in the directory cache of FIG. 20.

FIG. 20 shows the hash table technique used in searching the contents of the directory cache.

FIG. 21 is a detailed flow diagram of server operations in response to the dfs.sub.-- lookup rpc request in a system using the improved directory caching technique of this invention.

FIG. 22 is a detailed flow diagram of the client operations during a lookup of a file name in a remote directory in a system using the improved directory caching technique of this invention.

FIG. 23 is a detailed flow diagram of the directory cache search operation of this invention.

BEST MODE FOR CARRYING OUT THE INVENTION

The following disclosure describes solutions to problems which are encountered when creating a distributed file system in which the logic that manages a machine's files is altered to allow files that physically reside in several different machines to appear to be part of the local machine's file system. The implementation described is an extension of the file system of the AIX operating system. Reference should be made to the above-referenced Technical Reference for more information on this operating system. Specific knowledge of the following AIX file system concepts is assumed: tree structured file systems; directories; and file system organization, including inodes.

The essential aspects of a file system that are relevant to this discussion are listed below:

a) each file on an individual file system is uniquely identified by its inode number

b) directories are files, and thus a directory can be uniquely identified by its inode number.

Note: In some contexts it is necessary to distinguish between files which are directories and files which are not directories (e.g., files which simply contain ordinary data, or other files types supported by UNIX derivative operating systems such as special files or pipes).

In this disclosure the term "simple file" is used to indicate such a non-directory file. Unless otherwise indicated the term "file" may mean either a directory file or a simple file, and, of course, the term "directory" means a directory file.

c) a directory contains an array of entries of the following form:

name-inode number

where the inode number may be that of a simple file or that of another directory.

Note: A directory may contain other directories, which, in turn, may contain other directories or simple files.

Thus a directory may be viewed as the root of a subtree which may include many levels of descendant directories, with the leaves of the tree being "simple files".

In this disclosure the term "descendants" means all of the files which exist in the file tree below a particular directory, even those which can be reached only by going through other directories. The "immediate descendants" of a directory are only those files (simple files or directories) whose names appear in the directory.

d) by convention, the inode number of the file system's root directory is inode number 2.

The following discussion describes how traditional UNIX operating systems use mounts of entire file systems to create file trees, and how paths are followed in such a file tree.

Following the path "/dir1/dir2/file" within a device's file system thus involves the following steps:

1. Read the file identified by inode number 2 (the device's root directory).

2. Search the directory for an entry with name=dir1.

3. Read the file identified by the inode number associated with dir1 (this is the next directory in the path).

4. Search the directory for an entry with name=dir2.

5. Read the file identified by the inode number associated with dir2 (this is the next directory in the path).

6. Search the directory for an entry with name=file.

7. The inode number associated with file in this directory is the inode number of the simple file identified by the path "/dir1/dir2/file".

The file trees which reside on individual file systems are the building blocks from which a node's aggregate file tree is built. A particular device (e.g., hard file partition) is designated as the device which contains a node's root file system. The file tree which resides on another device can be added to the node's file tree by performing a mount operation. The two principal parameters to the mount operation are (1) the name of the device which holds the file tree to be mounted and (2) the path to the directory upon which the device's file tree is to be mounted. This directory must already be part of the node's file tree; i.e., it must be a directory in the root file system, or it must be a directory in a file system which has already been added (via a mount operation) to the node's file tree.

After the mount has been accomplished, paths which would ordinarily flow through the "mounted over" directory instead flow through the root inode of the mounted file system. A mount operation proceeds as follows:

1. Follow the path to the mount point and get the inode number and device number of the directory which is to be covered by the mounted device.

2. Create a data structure which contains essentially the following:

a) the device name and inode number of the covered directory; and

b) the device name of the mounted device.

The path following in the node's aggregate file tree consists of (a) following the path in a device file tree until encountering an inode which has been mounted over (or, of course, the end of the path); (b) once a mount point is encountered, using the mount data structure to determine which device is next in the path; and (c) begin following the path at inode 2 (the root inode) in the device indicated in the mount structure.

The mount data structures are volatile; they are not recorded on disk. The list of desired mounts must be re-issued each time the machine is powered up as part of the Initial Program Load (IPL). The preceding discussion describes how traditional UNIX operating systems use mounts of entire file systems to create file trees and how paths are followed in such a file tree. Such an implementation is restricted to mounting the entire file system which resides on a device. The virtual file system concept described herein and in the reference material allows (1) mounting a portion of the file system which resides on a device by allowing the mounting of files (directories or simple files) in addition to allowing mounting of devices, and (2) mounting either remote or local directories over directories which are already part of the file tree. The invention described herein is an enhancement to the virtual file system concept which further allows the mounting of simple files (remote or local) over simple files which are already part of the file tree.

In the virtual file system, the operations which are performed on a particular device file system are clearly separated from those operations which deal with constructing and using the node's aggregate file tree. A node's virtual file system allows access to both local and remote files.

The management of local files is a simpler problem than management of remote files. For this reason, the discussion of the virtual file system is broken into two parts. The first part describes only local operations. This part provides a base from which to discuss remote operations. The same data structures and operations are used for both remote and local operations. The discussion on local operations describes those aspects of the data and procedures which are relevant to standalone operations. The discussion on remote operations adds information pertinent to remote operations without, however, reiterating what was discussed in the local operations section.

FIG. 4 shows the relationship that exists among the data structures of the virtual file system. Every mount operation creates a new virtual file system (vfs) data structure. The essential elements in this structure are (a) a pointer to the root vnode (virtual node) of this virtual file system (e.g., the arrow from block 21 to block 23), and (b) a pointer to the vnode which was mounted over when this virtual file system was created (e.g., the arrow from block 25 to block 24).

Whenever an inode needs to be represented in the file system independent portion of the system, it is represented by a vnode. The essential elements in this structure are the following:

a) a pointer to the vfs which contains the vnode (e.g., the arrow from block 22 to block 21);

b) a pointer to the vfs which is mounted over this inode (e.g., the arrow from block 24 to block 25); but note however that not all vnodes are the mount point for a virtual file system, i.e., a null pointer indicates that this vnode is not a mount point;

c) a pointer to either a surrogate inode or a real inode (e.g., the arrow from block 26 to block 32); and

d) a pointer to a node table entry (this is a non-null only when the file is a remote file).

The AIX operating system, in common with other UNIX operating systems, keeps a memory resident table which contains information about each inode that is being used by the system. For instance, when a file is opened, its inode is read from the disk and a subset of this inode information, together with some additional information, is stored in the inode table. The essential elements of an inode table entry are (a) a pointer to the head of a file access structure list and (b) information from the disk inode, the details of which are not relevant here.

The file access structure records information about which nodes have the file open, and about the modes (read only or read.sub.-- write) of these opens. There is a separate file access structure for each node which has the file open. This state information enables the server to know how each client is using the server file.

The file system supports a set of operations which may be performed on it. A process interacts with a file system by performing a file system operation as follows:

1. The user calls one of the operations providing (perhaps) some input parameters.

2. The file system logic performs the operation, which may alter the internal data state of the file

3. The file system logic rcturns to the calling user, perhaps returning some return parameters.

The operations which can be performed on a file system are referred to as "vn.sub.-- operations" or "vn.sub.-- ops". There are several vn.sub.-- ops, but the ones which are important to this discussion are described below:

VN.sub.-- LOOKUP

In the vn.sub.-- lookup operation, the essential iterative step in following a path in a file system is to locate the name of a path component in a directory and use the associated inode number to locate the next file in the chain. The pseudo code for the vn.sub.-- lookup operation on a local file is listed below:

______________________________________ function lookup input: directory vnode pointer, name to be looked up in directory output: vnode pointer to named file/dir. convert directory vnode pointer to an inode pointer; use pointer in vnode lock directory's inode; if( we don't have search permission in directory ) unlock directory inode; return error; search directory for name; if( found ) create file handle for name; - use inode found in directory entry; get pointer to vnode for file handle; unlock directory inode; return pointer to vnode; else -- not found unlock directory inode; return error; ______________________________________

LOOKUPPN

The lookuppn operation is the function which follows paths. Its input is a path (e.g., "/dir1/dir2/file"), and its return is a pointer to the vnode which represents the file. Lookuppn calls vn.sub.-- lookup to read one directory, then it checks to see if the vnode returned by vn.sub.-- lookup has been mounted over. If the vnode is not mounted over, then lookuppn calls vn.sub.-- lookup in the same file system. If the vnode has been mounted over, then lookuppn follows the pointer from the mounted over vnode (e.g., block 24 in FIG. 4) to the vfs of the mounted file system (e.g., block 25 in FIG. 4). From the vfs, it follows the pointer to the root vnode (e.g., block 26 in FIG. 4) and, if the vnode is a directory and not a simple file, issues a new vn.sub.-- lookup giving as input the vfs's root vnode and the name which constitutes the next element in the path. The pseudo code for the lookuppn function is listed below:

______________________________________ function lookuppn input: pathname output: pointer to vnode for named file if( first character of path is `/` ) current vnode for search is user's root directory vnode; else current vnode for search is user's current directory vnode; repeat if( next component of path is ". . " ) while( current vnode is root of a virtual file system ) current vnode becomes the vnode that the virtual file system is mounted over; if( there is not mounted over vnode ) return( error ); -- ". ." past root of file system use vn.sub.-- lookup to look up path component in current vnode; if( vn.sub.-- lookup found component ); current vnode becomes the vnode returned by vn.sub.-- lookup; while( current vnode is mounted over ) follow current vnode's pointer to vfs structure that represents the mounted virtual file system; current vnode becomes root vnode of the mounted vfs; else -- vn.sub.-- lookup couldn't file component return( error ); -- search failed until( there are no additional path components ); return( current vnode ); ______________________________________

The operation will be illustrated by describing the scenarios of following a path to a file and mounting a directory. First, in following a path to a file, suppose an application process issues a system call (e.g., open) for file "/u/dept54/status". This request is accomplished by the operating system in the following manner with reference to FIG. 4 (operations which are basically unchanged from the UNIX operating system are not explained here in any detail). The following assumptions are made: First, the vfs represented by block 21 is the root virtual file system. Second, the file "/u" is represented by vnode block 24 and inode block 31. Third, a previous mount operation has mounted a device's file system onto the directory "/u". This mount created the vfs represented by block 25. Fourth, all of the directories and files involved are on the same device. Fifth, the following directory entries exist in the indicated directories:

______________________________________ DIRECTORY INODE NUMBER NAME INODE NUMBER ______________________________________ 2 "u" 15 45 "dept54" 71 71 "status" 12 ______________________________________

The code which implements the system call calls lookuppn to follow the path. Lookuppn starts at the root vnode (block 23) of the root virtual file system (block 21) and calls vn.sub.-- lookup to look up the name "u" in the directory file represented by this vnode. Vn.sub.-- lookup finds in the directory that the name "u" is associated with inode 15 in block 31. Vn.sub.-- lookup must return a pointer to a vnode associated with inode 15. To do this it first brings inode 15 into the inode table. Then it checks to see if there is already a vnode in the parent vfs (the input vnode (block 23) has a pointer to the parent vfs) for this vnode. In this case there is. Vn.sub.-- lookup then finds the vnode (block 24) in the root vfs (block 21) and returns a pointer to the vnode. Lookuppn discovers that the returned vnode is mounted over in the parent vfs. It follows the "mounted over" pointer from the vnode (block 24) to the mounted vfs (block 25). Lookuppn follows the "root vnode" pointer to the root vnode (block 26) of the new vfs (block 25). Lookuppn now calls vn.sub.-- lookup again, this time inputting a pointer to the root vnode (block 26) and name "dept54". As before, vn.sub.-- lookup reads the directory, finds the inode associated with the name, finds or creates a vnode for this inode in the parent vfs (block 25) and returns a pointer to this vnode. Lookuppn calls vn.sub.-- lookup once more inputting the vnode for the just found directory and the name "status". Vn.sub.-- lookup reads the directory, finds the inode associated with the name (block 34), finds or creates a vnode (block 28) for this inode in the parent vfs (block 25) and returns a pointer to this vnode. The code which implements the system call now performs the requested operation on the file.

Suppose now that an application process issues a "mount" system call to mount the file "/u/gorp" over the directory "/u/foo". The following scenario explains how this request is accomplished by the operating system (again, operations which are basically unchanged from the UNIX operating system are not explained in any detail).

This scenario refers to FIG. 5, which represents initial conditions, and FIG. 6, which represents the final conditions, with the following assumptions: First, the vfs represented by block 41 is the root virtual file system. Second, all of the directories and files involved are on the same device. Third, the following directory entries exist in the indicated directories:

______________________________________ DIRECTORY INODE NUMBER NAME INODE NUMBER ______________________________________ 2 "u" 15 2 "etc" 83 15 "gorp" 92 83 "foo" 75 75 "file1" 89 ______________________________________

The code which implements the mount system call performs the following operations. Lookuppn is called to follow the path to the file which is to be mounted over--"/etc/foo". At the completion of this operation, the root vfs (block 41) contains a vnode for "/etc/foo" (block 44) which has a pointer to the root vfs (block 41) and pointer to an inode table entry (block 45) for inode 75. Lookuppn is called to follow a path to the file which is to be mounted--"/etc/gorp". At the completion of this operation, the root vfs (block 41) contains a vnode for "/etc/gorp" (block 49) whi