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Method and apparatus for fingerprinting and authenticating magnetic media    

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United States Patent5428683   
Link to this pagehttp://www.wikipatents.com/5428683.html
Inventor(s)Indeck; Ronald S. (Olivette, MO); Muller; Marcel W. (St. Louis, MO); Engel; George L. (St. Louis, MO); Hege; Alan L. (St. Louis, MO)
AbstractA method and apparatus is disclosed for determining the remanent noise in a magnetic medium by DC saturation of a region thereof and measurement of the remaining DC magnetization. A conventional magnetic recording transducer may be used to determine the remanent noise. Upon determination, the remanent noise may then be digitized and recorded on the same magnetic medium to thereby "fingerprint" the magnetic medium. This "fingerprint" may then be later used to verify and authenticate the magnetic medium as being an original. In such manner, any magnetic medium, or any object having an associated magnetic medium, may be "fingerprinted" including credit cards, computer programs, compact discs, videotapes, cassette tapes, etc.
   














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Patent Text Patent PDF Print Page Summary File History
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Inventor     Indeck; Ronald S. (Olivette, MO); Muller; Marcel W. (St. Louis, MO); Engel; George L. (St. Louis, MO); Hege; Alan L. (St. Louis, MO)
Owner/Assignee     Washington University (St. Louis, MO)
Patent assignment
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Publication Date     June 27, 1995
Application Number     08/222,693
PAIR File History     Application Data   Transaction History
Image File Wrapper   Patent Term   Fees
Litigation
Filing Date     April 4, 1994
US Classification     713/176 360/60 380/22
Int'l Classification     H04L 001/00
Examiner     Cain; David C.
Assistant Examiner    
Attorney/Law Firm     Rogers, Howell & Haferkamp
Address
Parent Case     CROSS REFERENCE TO RELATED APPLICATION This application is a continuation-in-part of application Ser. No. 08/046,040 filed Apr. 9, 1993 U.S. Pat. No. 5,365,586 issued Nov. 15, 1994 .
Priority Data    
USPTO Field of Search     380/3 380/4 380/23 380/25
Patent Tags     fingerprinting authenticating magnetic media
   
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5177344
Pease
235/449
Jan,1993

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5159182
Eisele
235/492
Oct,1992

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5027113
Bonnaval-Lamothe
340/5.86
Jun,1991

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4906988
Copella
340/5.86
Mar,1990

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4806740
Gold
235/449
Feb,1989

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4038596
Lee
324/210
Jul,1977

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4985614
Pease
235/440
Dec,1969

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What is claimed is:

1. A device for authenticating an object having a fingerprint recorded, said object having a magnetic medium portion, said recorded fingerprint comprising a signal corresponding to a first read of a remanent noise in said magnetic medium portion, means for determining said fingerprint by a second read of said remanent noise in said magnetic medium portion, and means for comparing said recorded fingerprint with said determined fingerprint including means for compensating for differences between said first read and said second read to determine whether said fingerprints match, thereby authenticating said object.

2. The device of claim 1 wherein said compensating means includes means for compensating for differences between a speed at which each of said first read and said second read is performed.

3. The device of claim 2 wherein said speed compensation means includes means for adjusting a sampling rate at which said second read is performed.

4. The device of claim 3 wherein said adjusting means includes means for measuring the speed of said second read and comparing it with the speed of said first read.

5. The device of claim 2 wherein said speed compensation means includes means for oversampling said remanent noise during at least said second read.

6. The device of claim 5 wherein said speed compensation means includes means for adjusting a rate of said oversampling.

7. The device of claim 2 wherein each of said recorded and determined fingerprints comprises a digital sample of said remanent noise, and wherein said speed compensation means includes means for creating for said second read a digital sample approximately 100 times larger than the digital sample of said first read.

8. A method for authenticating an object, said object including at least in part a magnetic medium portion having a fingerprint, said fingerprint comprising a remanent noise for said magnetic medium portion previously determined by a first read thereof, said method comprising the steps of:

determining a remanent noise directly from said magnetic medium portion by a second read thereof,

comparing said determined remanent noise with said previously determined remanent noise, and

compensating for differences between said first read and said second read to determine whether said fingerprints match, thereby authenticating said object.

9. The method of claim 8 wherein the step of compensating further includes the step of compensating for differences between a speed at which each of said first read and said second read is performed.

10. The method of claim 9 wherein the step of speed compensating further includes the step of adjusting a sampling rate at which said second read is performed.

11. The method of claim 10 wherein the step of adjusting includes the steps of measuring the speed of said second read and comparing it with the speed of said first read.

12. The method of claim 9 wherein the step of speed compensating further includes the step of oversampling said remanent noise during at least said second read.

13. The method of claim 12 wherein the step of speed compensating further includes the step of adjusting a rate of oversampling.

14. The method of claim 9 wherein each of said previously determined remanent noise and said determined remanent noise comprises a digital sample of said remanent noise, and wherein the step of speed compensating further comprises the step of creating for said second read a digital sample approximately 100 times larger than the digital sample of said first read.

15. An object having its fingerprint recorded for the later verification of its identity, said object having a magnetic medium portion, said fingerprint comprising a remanent noise for said magnetic medium portion determined by a first read of said magnetic medium portion, and a speed of said read being recorded in association with said fingerprint for later use in compensating for differences between a speed of a subsequent read and the speed of said first read.

16. The object of claim 15 further comprising a plurality of spaced timing marks on said magnetic medium portion so that a speed of said magnetic medium portion may be determined during a read.

17. A security card with a fingerprint for limiting access to a controlled access environment, said security card having a magnetic medium portion, said fingerprint comprising a remanent noise for said magnetic medium portion, said security card being validated to permit access only upon a match of a subsequent determination of said fingerprint with a previously determined fingerprint.

18. The security card of claim 17 further comprising a data bit recorded on said magnetic medium portion, a value of said data bit corresponding to a placement of said fingerprint on said magnetic medium portion.

19. The security card of claim 18 wherein said fingerprint is randomly located on said magnetic medium portion.

20. An object having its fingerprint recorded for the later verification of its identity, said object having a magnetic medium portion, said fingerprint comprising a remanent noise for said magnetic medium portion, and at least one data bit recorded on said magnetic medium portion, a value of said data bit corresponding to a location of said fingerprint.

21. The object of claim 20 wherein said fingerprint is recorded on said magnetic medium portion, said data bit thereby pointing to a location on said magnetic medium portion.

22. The object of claim 21 wherein said fingerprint is randomly located on said magnetic medium portion.
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BACKGROUND AND SUMMARY OF THE INVENTION

The sources of noise in a readback signal from a magnetic recording medium have been investigated and identified. One of those sources includes the irregularities and defects in the microstructure of the magnetic medium itself. For many years, the noise generated from this source has been thought, as with the noise generated from other identified sources, to be random and subject only to statistical analysis for its determination. The inventors herein have recently demonstrated that this noise component is instead deterministic, i.e. is permanent and repeatable, depending entirely on the head-medium position and on the magnetic history of the medium. As confirmed by experiments conducted by the inventors herein, when the medium has had no signal written on it and has been exposed only to DC fields, the observed readback signals are almost identical. The magnetic contribution to the readback signal under these conditions results from spatial variations in the medium's magnetization: magnetic domains, ripple, local fluctuations of the anisotropy field and saturation magnetization. These local properties, in turn, are affected by the morphology and magnetic properties of the individual grains which make up the domain and which do not change after deposition. Hence, the noise from a nominally uniformly magnetized region measured at a fixed position on a magnetic medium is reproducible. As shown by the inventors herein, a magnetic medium may be DC saturated and its output then measured to determine its remanent state or remanent noise. The inventors have confirmed that this remanent noise is a function of the magnetic microstructure by comparing the remanent noise after a positive DC saturation with the remanent noise after a negative DC saturation. It has been found that these wave forms are virtual "mirror images" of each other thereby demonstrating a close correlation. Similarly, other methodologies were used to confirm that the remanent noise was deterministic, repeatable, and related to the physical microstructure of the magnetic medium itself. Remanent noise arising from the permanent microstructure exhibits identifiable features characteristic of that permanent microstructure after practically any magnetic history. See Spatial Noise Phenomena of Longitudinal Magnetic Recording Media by Hoinville, Indeck and Muller, IEEE Transactions on Magnetics, Volume 28, No. 6, November 1992, the disclosure of which is incorporated herein by reference.

There is a long felt need in the art for a method and apparatus to identify or fingerprint various kinds of documents as well as the wide variety of prerecorded magnetic media presently being marketed and/or distributed in the United States and throughout the world. Examples of these magnetic media include those produced and sold in the entertainment industry including magneto-optic discs and tapes, cassette tapes, reel to reel tapes, videotapes, etc. Still another major market in magnetic media is the tremendous volume of computer programs routinely sold and/or distributed on floppy diskettes. Magnetic media are also used for other purposes for which it is important to be able to identify and authenticate originals including videotapes, cassette tapes, and other prerecordings on magnetic media of telephone conversations, video recordings of criminal activities, and other such investigative and documentary uses. Still another example of a need in the art for authentication and verification of magnetic media lies in the magnetic data card field. Examples of magnetic data cards include the well known credit card as well as ATM cards, debit cards, security or ID cards, mass transit cards, and even airline tickets or other vouchers which have magnetic stripes thereon for the magnetic recording of data. As well known in the art, virtually every magnetic data card has a magnetic stripe of prerecorded magnetic data which is used to record the customer's account number or some other such identifying data. Tremendous sums of money are lost annually through forgery and other fraudulent copying and use schemes which could be virtually eliminated if an apparatus and methodology could be implemented for reliably authenticating and verifying the identity of a magnetic data card prior to its being approved for its associated transaction. Still other examples extend to paper documents and the like for which there has been some specific efforts of which the inventors herein are aware.

As related in an article entitled Novel Applications of Cryptography in Digital Communications by Omura, IEEE Communications Magazine, May 1990, a technique is disclosed for creating counterfeit-proof objects. As related therein, the basic idea is to measure some unique "fingerprint" of the paper and to sign (encrypt) it using the secret key of the manufacturer of, for example, a stock certificate. The fingerprint is obtained by moving a narrow intense light beam along a line on the paper and measuring the light intensity that passes through the paper. The light intensity function determined by the unique random pattern of paper fibers along the line then forms the fingerprint of the particular piece of paper. This fingerprint is then digitized and encrypted by the secret encryption function. The encrypted fingerprint is then separately printed onto the paper in digital form such as a bar code. At a later date, the authenticity of the stock certificate may be verified by using a non-secret public decryption function to decrypt the encrypted data on the paper and reconstruct the intensity function, or fingerprint, that was recorded thereon. Next, the actual intensity function of the stock certificate is measured. If this newly measured intensity function agrees with the intensity function reconstructed from the decrypted data, the document may be declared authentic. This scheme takes advantage of a well know secrecy system referred to as a public key cryptosystem. This system employs a trap door one way function. A user chooses a secret key (the trap door) and after applying the trap door one way function to the data, the procedure determines an algorithm used for decoding which is made publicly known. The trap door one way function is also used to produce the encrypted message. Then every other user can understand the original message by applying the algorithm to the cryptogram. In this system no one else can produce a publicly readable message attributable to the original user's trap door as only the user has knowledge of that algorithm. This prevents the simplistic forgery attempt of changing the pre-recorded fingerprint to agree with a forged document's fingerprint.

Still another example of an attempt in the prior art to fingerprint or counterfeit-proof objects is shown in U.S. Pat. No. 4,806,740. As shown therein, an object, such as a stock certificate, has deposited thereon a stripe of magnetic medium having a variable density resulting from the non-uniformity of the paper, the process of depositing the magnetic medium on the document, and the dispersion of magnetic particles within the medium. The density variations are randomly created as the magnetic medium is applied, which affords a unique document as these density variations are fixed and repeatable to identify the document. A second magnetic stripe is also applied to the document, but this magnetic stripe is comprised of a medium that is tightly specified and highly controlled in accordance with well known standards in the recording art to be part of a magnetic read/write system. In operation, the non-uniform magnetic stripe is erased, recorded by a standard recording comprised of a linear DC signal or a linear AC signal or a linear bias signal. After recording, another head senses the magnetic characteristic of the recorded magnetic stripe which is translated into a digital, machine readable format, and then separately recorded on the second magnetic stripe in a simple write function. For authentication, the stock certificate is passed under another set of heads which first reads the digitally recorded machine readable representation of the sensed noise signal and then a second set of heads reads the variable density magnetic stripe by first erasing it, recording the same standard noise function, and then sensing the output of the prerecorded noise function as it is "distorted" by the variable density magnetic stripe. If it matches the recorded representation thereof, then the document is declared to be authentic and original. Thus, with the method of the '740 patent, a pair of magnetic stripes must be applied to the document and a specified signal (denominated as noise) must be recorded, measured, and then its output digitally recorded. Furthermore, one of the magnetic stripes must be applied in other than recording industry standard and in a random manner to ensure the randomness of the output thereof. These steps make the '740 patent method difficult and inconvenient to implement.

Yet another example of a prior art attempt to utilize a magnetic fingerprint of a magnetic medium for authenticating credit cards, documents, and the like is found in Pease et al U.S. Pat. No. 4,985,614 issued on Jun. 15, 1991. This '614 patent is actually quite similar in concept to the '740 patent discussed above in that it focuses on the macroscopic, hereinafter denoted "macro" variations in a magnetic medium, and their effect on an "enhancing" signal recorded thereon in one embodiment or standing alone in a second embodiment. With either embodiment, these "macro" variations are determined by reading a chosen length of approximately 2.6 inches of a magnetic stripe between 3 and 9 times (5 in the preferred embodiment) and then correlating the collected data points to "average out" the effects of head noise, electrical noise, and any other non-medium noise. This correlation results in a "representative profile" which represents the variances which would be induced by these macro effects to a signal if it were recorded on this 2.6 inch portion of magnetic stripe. If these variations are not significant enough to produce a reliable correlation, indicating a lack of significant macroscopic nonuniformities in the medium, the medium is discarded. This is an indication that the medium has been manufactured too closely to tolerance, or otherwise does not have enough macro level variation which might be present due to a manufacturer's watermark or the like, to induce reliably detectable and repeatable variations to a recorded signal. The '614 patent also suggests that macro level noise may be enhanced by locally altering the apparent magnetic characteristics of the stripe such as by placing magnetic symbols on the substrate underlying the magnetic region, or by embossing selected regions of the magnetic material so as to physically move some amount of the material. As the noise levels measured have significant effects on the peaks of a recorded enhancing signal, a simple peak detect and hold circuit is taught as sufficient to collect the data, and a simple "comparison" of the pre-recorded "representative profile" with the presently sensed data points is taught as sufficient to determine if the medium is authentic. Therefore, not only does the '614 patent focus on the use of macro level noise, its device and methodology disclosed for implementing a macro level noise detector is believed to be incapable of reliably creating a microstructure noise level fingerprint and validating its existence at a later time in order to authenticate an original.

In order to solve these and other problems in the prior art, the inventors herein have developed a method and apparatus for utilizing the unique, deterministic, remanent noise characteristic of the magnetic medium itself due to its magnetic microstructure to fingerprint not only documents, but other objects and more importantly, the magnetic medium itself so that it can be identified and authenticated. This inventive technique relies upon the discovery that the microscopic structure of the magnetic medium itself is a permanent random arrangement of microfeatures and therefore deterministic. In other words, once fabricated, the recording medium's physical microstructure remains fixed for all conventional recording processes. In particulate media, the position and orientation of each particle does not change within the binder for any application of magnetic field; in thin film media, the microcrystalline orientations and grain boundaries of the film remain stationary during the record and reproduce processes. It is the magnetization within each of these fixed microfeatures that can be rotated or modified which forms the basis of the magnetic recording process. If a region of a magnetic medium is saturated in one direction by a large applied field, the remanent magnetization depends strongly on the microstructure of the medium. This remanent state is deterministic for any point on the recording surface. Each particle or grain in the medium is hundreds to thousands of Angstroms in dimension. Due to their small size, a small region of the magnetic surface will contain a very large number of these physical entities. While the fabrication process normally includes efforts to align these particles, there is always some dispersion of individual Orientations and positions. The actual deviations will be unique to a region of the medium's surface making this orientation a signature or a "fingerprint" of that medium. To reproduce this distribution, intentionally or not, is practically impossible since this would entail a precise manipulation of the orientation of numerous particles at the submicrometer level. Thus, the orientation of a large set of particles on a specific portion of a recording surface can uniquely identify that medium. In experiments, the inventors have found that the remanent noise from a length of between about 30 micrometers and 4300 micrometers provides enough data to "fingerprint" a magnetic medium. This may be contrasted with the 66,040 micrometers (2.6 inches) of length required in the '614 patent in order to fingerprint a magnetic medium with macro noise.

In essence, the present invention is elegantly simple and adapted for implementation by conventional recording heads as are commonly found and used in virtually every read or read/write device presently utilized by the public at large. Such examples include credit card readers, magneto-optic disc players, cassette players, VCRs and personal computers. Furthermore, a card reader may be coupled with virtually any device or process, and the card reader used as a "Gatekeeper" to permit input or access only by those who can present a valid passcard for authentication. In its simplest implementation, a conventional recording head need merely DC saturate a specified portion of a magnetic medium, and then "read" or "play back" the remanent noise which remains. For convenience, the fingerprint may be obtained from the region between two recorded magnetic transitions already in place on the medium. This remanent noise, which is an analog signal, may then be digitized and recorded, in the medium itself or elsewhere, in machine readable format perhaps using a trap door function. Thusly, the magnetic medium has become "labeled" with its fingerprint. Verification or authentication of that magnetic medium is simply achieved by reversing this process except that in the more security sensitive applications the digitally recorded fingerprint must be decrypted using the publicly known key. Should the measured remanent noise match the remanent noise as recorded, the magnetic medium is authenticated.

There are many variations in utilization of the inventors' method and apparatus which expand its universe of applications. For example, some applications need not require the use of a trap door function such as, for example, when the encoded objects are not publicly distributed and instead are being identified solely for the user's purposes. One such example would be for use with inventory items.

Still another application involves the "copy protection" of mass distributed application software. Over the years, many schemes have been tried and almost uniformly abandoned for copy protecting publicly distributed diskettes of prerecorded software. This has happened for many reasons including the problem that almost all of the copy protection schemes previously implemented interfere with the running of the software on the user's computer. With the present invention, a copy protection scheme may be implemented which does not interfere with the running of the software and instead merely provides a precondition to running of what is otherwise normally written code. In its implementation, a software diskette may first instruct the computer in which it is inserted to read a fingerprint of a specified portion of the diskette and compare it with a prerecorded version of the same fingerprint. If the fingerprints match, then the software may permit the computer to further read and implement the application software stored thereon. However, if the fingerprint detected by the computer does not match that which is stored in the software, then the software itself may inhibit further reading of the program and prevent its implementation. This would absolutely prevent a user from making a copy of a program for use by someone else. This scheme may also be slightly modified as discussed in the detailed description of the preferred embodiment to permit a user to make a single archive or backup copy such that the fingerprint comparison permits the first non-matching fingerprint copy to be run but then prevents any other non-matching fingerprinted copies to run. This implementation is easily achieved and "copy protects" application software reliably, inexpensively, and requires only minor hardware changes to the massive number of computers already in consumers' hands.

Still another significant application of the present invention involves authenticating credit cards using the single magnetic stripe already implemented on most major credit cards. Again, this may be contrasted with the '614 patent which suggests that a second stripe be added because of the required 2.6 inches of stripe length which must be dedicated to the macro fingerprint techniques. The same method would be used as explained above to measure and record the "fingerprint" of the particular magnetic stripe contained on a particular credit card and then a credit card reader would require that same fingerprint to be matched every time it is used to verify its authenticity. While there are already a large number of credit cards in circulation, these cards are routinely subject to expiration such that there is a continual replacement of these cards in the public's hands. Thus, over time the installed base of credit cards could be readily transformed to those which have been "fingerprinted".

In a variation to this application, the present invention may be coupled with a data base or processor, such as in so-called Smart Cards. These credit card-like devices actually contain, in addition to perhaps the standard credit card magnetic stripe, an on-board electronic memory and/or microprocessor. This memory or microprocessor may contain all sorts of information including money substitute data. For example, at present a large number of these smart cards are in use in Europe as pre-paid telephone cards which are pre-loaded with a monetary amount which is charged against by a pay phone. The cards are used until their pre-loaded monetary equivalent has been depleted and then they are discarded. While various security methodologies have been developed to protect against fraud, these are subject to breach. The present invention is uniquely suited as a security scheme for smart cards as it depends solely on the magnetic microstructure of the particular magnetic medium. In use, the magnetic fingerprint could be stored on the magnetic stripe, in the smart card memory (on board the card), or in a central computer. When coupled with a trap door function, no fraudulent card could be created without access to the trap door function and every transaction could be quickly pre-authorized at a local card reader, without phoning a central clearing authority. In an extension to all credit card applications, the fingerprint data may be stored along with each transaction so that a complete record or trail is created which traces a particular card's history. Thus, the present commonly used scheme where a number of fraudulent cards are created with a correct but stolen account number could either be thwarted or effectively prosecuted.

Another level of security incorporates random placement of the fingerprint position. This might be a function of the card's number. For example, the card number modulo "P" might point the read electronics to a particular data bit around which the fingerprint will be found.

Still another significant category of applications involves utilizing the present invention in its gatekeeper function. Any system, process, machine, location, or other function to which access is desired to be restricted to only those who are authorized, the present invention provides a unique and reliable solution. In its simplest implementation, a passcard may be created with a magnetic stripe which is fingerprinted in accordance with the present invention. Although examples will be discussed in terms of utilizing a passcard, it should be understood that any magnetic medium can be similarly used in accordance with the teachings herein. As such, all other such examples and implementations are intended to be included within the present invention and shall be understood to be included within the term "passcard". This passcard may then become a personal ID card which may be used not only to control access, but also identify the particular person accessing the service, function, etc. by storing the particular magnetic fingerprint of the card being used. Numerous examples may be readily considered. For example, access to a computer network through a remote terminal may be controlled utilizing a passcard of the present invention. This would be implemented through the use of a diskette which may be readily inserted in any floppy disk drive which could authenticate the fingerprint on the diskette. Alternatively, an inexpensive card reader, adapted to read a passcard, could be utilized as well. Many other applications would utilize the modified card reader. For example, a bank teller may be assigned a passcard which could then be used to track all of the transactions entered by the teller and thereby more reliably guard against teller fraud. The myriad of identification cards utilized by businesses, health plans, universities, hospitals, and other organizations or facilities could readily adopt and use a passcard to more securely identify and preauthorize the users of its services, facilities, etc. Not only would existing uses be readily amenable to replacement with the passcard of the present invention, but other new services and systems could be implemented because of the high degree of security provided by the present invention. This may include home shopping and pay-per-view video. This may well lead to the creation of national data bases, national ID cards, and other more universal implementations of credit cards or passcards. This is especially true if a system utilizes not only the magnetic fingerprint of a particular passcard, but also utilizes a secondary security check such as a picture ID, human fingerprint, hologram (presently imprinted on credit cards), or other such methodology which would thereby render the passcard system virtually impregnable. With such security, individuals may be more willing to turn over such detailed personal financial and health information as would make these systems feasible.

While the principal advantages and features of the invention have been described above, and a number of examples given, a greater understanding of the invention may be attained by referring to the drawings and the description of the preferred embodiment which follow.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 is a magnified representative depiction of the microscopic structure of a region of magnetic medium;

FIG. 2 is a magnified depiction of several tracks of a magnetic medium having microscopic structure representatively shown thereon;

FIG. 3 is a partial view of a track of magnetic media having its fingerprint recorded thereon in machine readable code;

FIG. 4 depicts three conventional recording heads and a magnetic medium traveling thereunder;

FIG. 5 is a view of a credit card having fingerprint data encoded thereon for reading by a credit card reader;

FIG. 6 depicts a personal computer with a computer diskette for insertion in a floppy disk drive thereof;

FIG. 7 is a perspective view of a magneto-optic disc player with a magneto-optic disc in its tray;

FIG. 8 is a cassette player depicting a cassette tape for play therein;

FIG. 9 is a perspective view of a VCR with a tape ready for insertion;

FIG. 10 is a block diagram of a magnetic fingerprint verification circuit;

FIG. 11 is a block diagram of the magnetic trigger circuit shown in FIG. 10;

FIG. 12 is a schematic diagram of an implementation of the present invention utilizing a PC;

FIG. 13 is a schematic diagram of the memory utilized in the implementation of FIG. 12;

FIG. 14 is a schematic diagram of the trigger circuits utilized in the implementation of FIG. 12;

FIG. 15 is a schematic diagram of the preamp circuits utilized in the implementation of FIG. 12;

FIG. 16 is a block diagram of a magnetic fingerprint verification circuit set up for implementation in an IC;

FIG. 17 is a schematic diagram of a correlation circuit utilizing single bit data streams;

No FIG. 18;

FIG. 19 is a schematic diagram of an active differentiator;

FIG. 20 is a schematic diagram of the threshold generator;

No FIG. 21;

FIG. 22 is a schematic diagram of the ADC reference generator;

FIG. 23 is a schematic diagram of a gain circuit;

FIG. 24 is a plot from a read of a magnetic credit card stripe;

FIG. 25 is an enlarged view of the encircled portion of the waveform in FIG. 24; and

FIG. 26 is a waveform giving the correlation of two fingerprints.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT

As shown in FIG. 1, a region of magnetic medium is built up with a plurality of microcrystalline structures 22 in a random pattern. This microcrystalline structure 22 is comprised of particles or grains varying from hundreds to thousands of Angstroms in diameter. The view of FIG. 1 is greatly enlarged and magnified in order to depict this physical microstructure. As shown in FIG. 2, this microcrystalline structure extends throughout the magnetic medium even though the magnetic medium 24 shown in FIG. 2 may be itself comprised of tracks 26, 28, 30 as well known in the art. Although shown schematically as separate regions, the fingerprint can be obtained from any portion of the medium 24.

Referring now to FIGS. 3 and 4, a plurality of conventional recording heads 32, 34, 36 are shown mounted in a head transport 37 with a traveling magnetic medium 38 controllably driven past recording heads 32, 34, 36 all as is well known in the art. These recording heads 32-36 may be any magnetic transducer or magneto-optic transducer head, as known in the art. Recording heads 32-36 are all connected to electronic circuitry 39, as well known in the art, to control and read their input and output and to further process signals for playback or other use. Although only three heads 32, 34, 36 are being shown in FIG. 4, it will be well understood to those of ordinary skill in the art that a plurality of recording heads of any number may just as easily be provided and, as taught herein, may be required in order to effect the purposes of the present invention. As shown in FIG. 3, the magnetic "fingerprint" at a specified region 40 of a thin film magnetic medium or tape 42, shown representationally in FIG. 3 as a thin film tape, may be recorded at a second position 44 on said thin film magnetic medium or tape 42 in a digitized, machine readable code 46 or the like.

As their preferred embodiment, the inventors have utilized a methodology for reading or determining the remanent microstructural noise characteristic of the region 40 of the magnetic medium which is being "fingerprinted". Preferably, this region 40 is on the order of several tens to hundreds of micrometers. This region is then DC saturated and then subjected to a "read" step for determining the remanent noise produced thereby.

While this is the preferred embodiment, it should be understood that the fingerprint is always there, whether the medium has been recorded over or not. Therefore, it is not strictly necessary that the specified portion of medium containing the fingerprint be DC saturated, or DC saturated in the same polarity in order to obtain the fingerprint. Instead, it is only important that the remanent noise be determined in a manner which facilitates its being correlated successfully with the earlier determined remanent noise.

If this information is obtained in a "single shot" measurement, then the results will obviously include both electronics noise as well as the remanent noise attributable to the particles' orientation. As this "noise" or "remanent noise" is electronically determined as an analog signal, this information may then be digitized and recorded with about a hundred to two hundred digital bits of information as may be representationally shown as code 46 in FIG. 3. In experiments, the inventors have made multiple measurements and averaged their results in order to eliminate the electronics noise present in the measured wave form. However, there was observed a high correlation coefficient when the two sets of data, i.e. single shot and averaged, were compared thereby demonstrating that a single shot reading could readily be used in comparison to an averaged set of data in commercial application. The normalized cross correlation coefficient r is used where ##EQU1## as explained by the inventors in their earlier published article mentioned above.

In order to recover or measure the "fingerprint" or remanent noise, the process is similarly repeated and, when comparing two single shot wave forms, a smaller correlation therebetween was experienced. However, the correlation experienced with two single shot wave forms was significant and clearly demonstrated this method's feasibility for commercial application as well.

As shown in FIG. 24, the portion of the signal used for fingerprinting is very small with respect to the rest of the recorded signal. As shown in FIG. 25, the encircled portion or fingerprint from FIG. 24 may be amplified to show in greater detail the waveform. In FIG. 26, a correlation using the present invention produces a definable "peak" which verifies the existence of the fingerprint in the medium.

As shown in FIG. 5, a practical implementation for the subject invention includes a magnetic data card 48 which has a magnetic stripe 50 thereon with magnetic stripe 50 being encoded with a code 52 representative of a fingerprint of a region 54 of magnetic stripe 50. Thus, as the magnetic data card 48 is "swiped" through a card reader 56, the card reader 56 may read the code 52 to determine the stored fingerprint data, read the fingerprint at region 54 of the magnetic stripe 50, compare them for a match, and if they match then authenticate magnetic data card 48 as a genuine card which has not been altered and which may be approved. Alternatively, the fingerprint need not be stored on the card but may instead be stored centrally, as in a data base elsewhere.

As shown in FIG. 10, a schematic block diagram for a magnetic fingerprint prototype includes a read head 100 for reading the magnetic medium 102 which may be on a credit card or passcard 104 as previously described. A magnetic trigger circuit 106 (including the gain circuit shown in FIG. 23) pulses on a logic element 108 which activates an analog to digital converter 110 (including a reference voltage generator shown in FIG. 22) to convert the output from read head 100, V.sub.s, into a stream of digital data which is stored in a memory 112. A microcontroller 114 then processes the data and compares it with the original fingerprint in order to authenticate the credit card or passcard 104. The magnetic trigger circuit 106 is shown in greater detail in FIG. 11. It includes a preamp 116 (shown in greater detail in FIG. 15) which amplifies the output from read head 100 to produce, through a set of analog comparators (see FIG. 21) with thresholds produced by threshold generators (see FIG. 20), a positive pulse output 118 and a negative pulse output 120, as shown by the timing graph in the lower half of FIG. 11. The logic 108 may be implemented as shown in FIG. 12 by connection to an IBM PC through connector 122. A memory element 124 is shown in greater detail in FIG. 13, trigger circuits 126 are more completely shown in FIG. 14, and preamp circuits 128 are shown in FIG. 15. A block diagram 130 for a magnetic fingerprint device is shown in FIG. 16 which is arranged for implementation in a custom integra