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| United States Patent | 5596061 |
| Link to this page | http://www.wikipatents.com/5596061.html |
| Inventor(s) | Berger; Abe (Summit, NJ);
Fost; Dennis L. (Ridgewood, NJ) |
| Abstract | A polysiloxane composition is provided having the formula
##STR1##
wherein: R.sub.1, can be R.sub.2 or at least one pyrrolidone containing
group of the general formula:
##STR2##
wherein; R.sub.5 is hydrogen, lower alkyl or alkali metal; F, is linear
or branched alkylene of 1-12 carbon atoms; n is 0 or 2; n.sup.1 is 0 or 1;
n.sup.2 is 0 or 1; and B is --NR.sub.9, sulfur or oxygen, wherein R, is
hydrogen or lower alkyl; with the proviso that when n is 0 and n.sup.2 is
1, n.sup.1 is 1, when n is 2 and n.sup.2 is 1, n.sup.1 is 0 or 1 and when
n is 2 and n.sup.2 is 0, n.sup.1 is 0;
R.sub.2 is selected from alkyl, aryl and olefinic (vinyl);
R.sub.3 and R.sub.4, are selected from alkyl, aryl, capped or uncapped
polyoxyalkylene, alkaryl, aralkylene or alkenyl;
a is an integer from 0 to 50,000; and
b is an integer from 0 to 100. |
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Title Information  |
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Drawing from US Patent 5596061 |
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Organosilicone having a carboxyl functional group thereon |
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| Publication Date |
January 21, 1997 |
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| Filing Date |
April 12, 1995 |
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| Parent Case |
RELATED APPLICATION
This application is a continuation-in-part of application Ser. No.
08/298,565, filed Aug. 31, 1994 and application Ser. No. 08/174,660, filed
Dec. 28, 1993, both now abandoned. |
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Title Information  |
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Claims  |
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What is claimed is:
1. A polysiloxane composition having the formula
##STR11##
wherein: R.sub.1, which can be the same or different, is selected from
R.sub.2, H, a primary amine containing group or a pyrrolidone containing
group of the general formula:
##STR12##
wherein at least one R.sub.1 is a pyrrolidone containing carboxyl
functional group or ester derivative thereof as shown; R.sub.2 is as
defined below; R.sub.5 is hydrogen, lower alkyl (C.sub.1-6) or alkali
metal; F, which can be the same or different, is linear or branched
alkylene of 1-12 carbon atoms; n is 0 or 2; n.sup.1 is 0 or 1; n.sup.2 is
0 or 1; and B is --NR.sub.9, sulfur or oxygen, wherein R.sub.9 is hydrogen
or lower alkyl (C.sub.1-6); with the proviso that when n is 0 and n.sup.2
is 1, n.sup.1 is 1, when n is 2 and n.sup.2 is 1, n.sup.1 is 0 or 1 and
when n is 2 and n.sup.2 is 0, n.sup.1 is 0;
R.sub.2 can be the same or different and is selected from alkyl, aryl or
olefinic;
R.sub.3 and R.sub.4, which may be the same or different are selected from
alkyl, aryl, capped or uncapped polyoxyalkylene, alkaryl, aralkylene or
alkenyl;
a is an integer from 0 to 50,000; and
b is an integer from 0 to 100.
2. The polysiloxane composition as claimed in claim 1, wherein R.sub.5 is
hydrogen or lower alkyl.
3. The polysiloxane composition as claimed in claim 1, wherein R.sub.1 is
R.sub.2 or a pyrrolidone containing carboxyl functional group or ester
derivative thereof.
4. The polysiloxane composition as claimed in claim 1, wherein at least one
terminally linked R.sub.1 group is a pyrrolidone containing carboxyl
functional group or ester derivative thereof.
5. The polysiloxane composition as claimed in claim 1, wherein R.sub.3 and
R.sub.4 are methyl and a is at least 1.
6. The polysiloxane composition as claimed in claim 1, wherein both
terminal R.sub.1 groups are R.sub.2 and a and b are each at least 1.
7. The polysiloxane composition as claimed in claim 1, wherein R.sub.2,
R.sub.3 and R.sub.4 are methyl.
8. The polysiloxane composition as claimed in claim 1, wherein B is
--NR.sub.9, n.sup.1 is 1, n.sup.2 is 1 and n is 0.
9. A method for preparing polysiloxane compositions containing at least one
pyrrolidone containing carboxyl functional group and/or the ester
derivatives thereof, which comprises reacting an organosilicone
composition having at least one primary amine functional group with
itaconic acid or an ester derivative thereof at an elevated temperature
for a time sufficient to react substantially all the itaconic acid or
ester derivative thereof with the functional primary amine group(s) on the
silicone composition to form an organosilicone composition having at least
one pyrrolidone containing carboxyl functional group.
10. The method for preparing polysiloxane compositions as claimed in claim
9, wherein said organosilicone composition having at least one primary
amine functional group is substantially compatible with said itaconic acid
or ester derivative thereof and forms a homogeneous reaction mixture
therewith.
11. The method for preparing polysiloxane compositions as claimed in claim
9, wherein reaction of said organosilicone composition having at least one
primary amine functional group and itaconic acid or ester is carried out
at a temperature from about 90.degree. C. to about 130.degree. C.
12. The method for preparing polysiloxane compositions as claimed in claim
9, wherein about a stoicteometric amount of itaconic acid or its ester
derivative per functional primary group(s) is employed in said reaction.
13. The method for preparing polysiloxane compositions as claimed in claim
9, wherein said organosilicone composition has one or more terminal or
laterial primary amine functional groups.
14. A method for preparing polysiloxane compositions containing at least
one ester derivative of a pyrrolidone containing functional group which
comprises reacting by hydrosilation an organosilixone fluid or composition
having one or more hydrogen atoms directly bonded to a terminal silicon
atom or hydrogen atoms directly bonded to a lateral silicon atom on the
polysiloxane chain with an N-alkenyl carboalkyoxy containing a pyrrolidone
nucleus portion in the presence of a noble metal catalyst at an elevated
temperature for a time sufficient to react the hydrogen atom directly
bonded to a silicon atom on said silicone fluid with the pyrrolidone
group.
15. Silicone-modified amidoamine composition having the formula:
##STR13##
wherein: R.sub.10 is the silicone backbone chain to which at least one
pyrrolidone containing amidoamine derivative of a carboxyl functional
group as shown is attached;
R.sub.6 is hydrogen or alkyl, hydroxyalkyl or alkenyl of up to 6 carbon
atoms each, or cycloalkyl of up to 6 carbon atoms, or polyoxyalkylene of
up to 10 carbon atoms within the oxyalkylene unit;
R.sub.7 and R.sub.8, which may be the same or different, are selected from
alkyl, hydroxyalkyl, cycloalkyl or carboxyalkyl of up to 6 carbon atoms in
each alkyl or polyoxalkylene of up to 10 carbon atoms; or in addition
R.sub.7 and R.sub.8 taken together with the nitrogen to which they are
attached can represent an N-heterocycle;
F which can be the same or different is linear or branched alkylene of 1-12
carbon atoms;
n is 0 or 2;
n.sup.1 is 0 or 1;
n.sup.2 is 0 or 1;
n.sup.3 is at least 1;
B is --NR.sub.9, sulfur or oxygen, wherein R.sub.9 is hydrogen or lower
alkyl; with the proviso that when n is 0 and n.sup.2 is 1, n.sup.1 is 1,
when n is 2 and n.sup.2 is 1, n.sup.1 is 0 or 1 and when n is 2 and
n.sup.2 is 0, n.sup.1 is 0; and
d is at least one. |
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Claims  |
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Description  |
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FIELD OF THE INVENTION
The present invention relates to novel organosilicone compositions and,
more particularly, to silicone compositions having a carboxyl functional
group thereon.
BACKGROUND OF THE INVENTION
While carboxyl functional organosilicones are known, they are generally
difficult and expensive to prepare and the commercial use thereof has
therefore been limited. Heretofore, no convenient method for directly
preparing polysiloxanes containing functional carboxylic acid groups is
known and indirect routes for their preparation have generally been used,
including hydrosilylation of an unsaturated ester followed by hydrolysis,
or alternatively, by hydrolysis of nitrile-containing silicone fluids.
However, polysiloxanes containing one or more functional groups such as
amino groups are well known and readily available and have been used in a
variety of commercial applications. Accordingly, the development of a
method for readily and more directly preparing polysiloxanes containing
one or more functional carboxyl groups would be desirable and it would be
particularly advantageous if such method employed readily available
materials such as amino functional polysiloxanes for not only preparing
carboxyl functional polysiloxanes but a variety of organosilicone
derivatives thereof as well, including silicone containing compositions
which are readily soluble in a variety of solvents, preferably soluble in
water such as silicone-containing phospholipid compositions and the like.
While, as indicated, polysiloxanes containing functional carboxylic acid
groups and methods for preparing the same have heretofore been suggested,
there is no disclosure or suggestion of the novel carboxyl functional
silicone compositions described in copending application Ser. No. 174,660
filed Dec. 28, 1993 and application Ser. No. 298,565 filed Aug. 31, 1994
(now both abandoned) of which the present application is continuation in
part or of the novel carboxyl functional silicone compositions of the
present invention.
SUMMARY OF THE INVENTION
It is accordingly an object of the present invention to provide novel
organosilicone compositions having at least one carboxyl functional group
thereon.
It is another object of the present invention to provide a method for
directly and readily preparing organosilicone compositions having at least
one carboxyl functional group thereon.
In accordance with the present invention, there has now been discovered
novel polysiloxanes containing one or more carboxylic acid groups and/or
the ester derivatives thereof that may be represented by the following
general formula:
##STR3##
wherein: R.sub.1, which can be the same or different, can be selected from
R.sub.2, H, a primary amine containing group, and a pyrrolidone containing
carboxyl functional group of the formula:
##STR4##
wherein at least one of R.sub.1 is a pyrrolidone containing carboxyl or
ester functional group or salt derivative thereof as shown; F, which can
be the same or different, is linear or branched alkylene of 1-12 carbon
atoms; R.sub.2 is as defined below; R.sub.5 can be hydrogen, lower alkyl
(C.sub.1-6) or alkali metal; n is zero or 2; n.sup.1 is zero or 1; n.sup.2
is zero or 1; and B is --NR.sub.9, sulfur (S) or oxygen (O), wherein
R.sub.9 is hydrogen or lower alkyl (C.sub.1-6), with the proviso that when
n is 0 and n.sup.2 is 1, n.sup.1 is 1, when n is 2 and , n.sup.2 is 1,
n.sup.1 is 0 or 1 and when n is 2 and n.sup.2 is 0, n.sup.1 is 0;
R.sub.2 can be the same or different and can be selected from alkyl, aryl
and olefinic (vinyl);
R.sub.3 and R.sub.4, which may be the same or different, are selected from
alkyl, aryl, capped or uncapped polyoxyalkylene, alkaryl, aralkylene and
alkenyl (vinyl);
a can be an integer from 0 to 50,000; and
b can be an integer from 0 to 100.
In another aspect of the present invention there is provided a method for
preparing polysiloxanes containing one or more carboxylic acid pyrrolidone
groups and/or the ester derivatives thereof, which comprises reacting an
organosilicone fluid or composition having at least one primary amine
functional group with itaconic acid or an ester thereof at an elevated
temperature (preferably from about 90.degree. C. to about 150.degree. C.)
for a time sufficient to react, preferably substantially completely react
(generally ranging from about 1-5 hours), the itaconic and or ester
thereof with the functional primary amine group(s) on the silicone fluid
or composition to form an organosilicone composition having at least one
pyrrolidone-containing carboxyl functional group.
In yet another aspect of the present invention there is provided an
alternate method for preparing polysiloxanes containing one or more ester
derivatives of carboxylic acid pyrrolidone groups which comprises reacting
an organosilicone fluid or composition having one or more hydride groups
(terminal or lateral) on the polysiloxane chain with an N-alkenyl
carboalkoxy containing a pyrrolidone nucleus portion in the presence of a
noble metal catalyst, preferably soluble platinum catalyst, at an elevated
temperature (preferably between about 65.degree. C. and 130.degree. C.)
for the time sufficient to react, preferably substantially completely
react, the hydride groups on the silicone fluid or composition with the
pyrrolidone group.
In a still further aspect of the present invention there is provided a
novel silicone-modified amidoamine composition having the formula:
##STR5##
wherein: R.sub.10 is the silicone backbone chain as herein described to
which at least one pyrrolidone containing amidoamine derivative of a
carboxyl functional group can be attached as shown;
R.sub.6 is hydrogen or alkyl, hydroxyalkyl or alkenyl of up to 6 carbon
atoms each, or cycloalkyl of up to 6 carbon atoms, or polyoxyalkylene of
up to 10 carbon atoms within the oxyalkylene unit;
R.sub.7 and R.sub.8, which may be the same or different, are selected from
alkyl, hydroxyalkyl, carboxyalkyl of up to 6 carbon atoms in each alkyl;
and polyoxyalkylene of up to 10 carbon atoms; in addition R.sub.7 and
R.sub.8 taken together with the nitrogen to which they are attached may
represent an N-hetercycle.
n is 0 or 2;
n.sup.1 is zero or 1;
n.sup.2 is zero or 1;
n.sup.3 is an integer from 2 to 12;
B is --NR.sub.9, sulfur or oxygen, wherein R.sub.9 is hydrogen or lower
alkyl (C.sub.1-6); with the proviso that when n is 0 and n.sup.2 is 1,
n.sup.1 is 1, when n is 2 and n.sup.2 is 1, n.sup.1 is 0 or 1, and when n
is 2 and n.sup.2 is 0, n.sup.1 is 0;
F, which may be the same or different is branched or linear alkylene of
1-12 carbon atoms; and
d is at least one.
DESCRIPTION OF THE PREFERRED EMBODIMENTS
In accordance with the present invention there are provided novel
polysiloxanes comprising a class of carboxyl functional polysiloxanes
which may be represented by the general formula:
##STR6##
wherein: R.sub.1, which can be the same or different, can be selected from
R.sub.2, H, a primary amine containing group and a pyrrolidone containing
carboxyl functional group of the general formula:
##STR7##
wherein at least one R.sub.1 is a pyrrolidone-containing carboxyl or
ester functional group or salt derivative thereof as shown; F, which can
be the same or different, is linear or branched alkylene of 1-12 carbon
atoms; R.sub.2 is as defined below; R.sub.5 is hydrogen, alkyl, preferably
lower alkyl (C.sub.1-6), or an alkali metal; n is 0 or 2; n.sup.1 is 0 or
1; n.sup.2 is 0 or 1; and B is --NR.sub.9, sulfur (S) or oxygen (O),
wherein R, is hydrogen or lower alkyl (C.sub.1-6); with the proviso when n
is 0 and n.sup.2 is 1, n.sup.1 is 1, when n is 2 and n.sup.2 is 1, n.sup.1
is 0 or 1 and when n is 2 and n.sup.2 is 0, n.sup.1 is 0;
R.sub.2 can be the same or different and can be selected from alkyl, aryl
and olefinic (vinyl);
R.sub.3 and R.sub.4, which may be the same or are selected from alkyl,
aryl, capped or uncapped polyoxyalkylene, alkaryl, aralkylene and alkenyl
(vinyl);
a can be an integer from 0 to 50,000;
b can be an integer from 0 to 100;
It is evident from the general formula above that the polysiloxane
compositions of the present invention have one or more pyrrolidone
containing functional carboxyl or ester group(s) or salt derivative
thereof linked terminally, laterally or both terminally and laterally to
the silicone (polysiloxane) chain through a hydrocarbon linkage which may
contain a hetero atom.
The polysiloxane compositions according to the present invention are
useful, for example, for reducing the friction of petroleum flow through
pipelines as well as being precursors for a wide range of personal care
products, fiber treating agents and the like which impart such advantages
as improved feel, substantivity, reduced surface tension, and anti-stick
characteristics.
The novel carboxyl functional polysiloxanes of the present invention
surprisingly and unexpectedly can be readily and directly prepared by the
reaction of corresponding silicone compositions or fluids having one or
more functional primary amine groups with up to about one equivalent,
preferably about stoichiometric quantities, of itaconic acid or its ester
per functional primary amine group(s) at an elevated temperature for the
time sufficient for substantially all of the itaconic acid or its ester to
react with the functional primary amine group(s). In general from about
0.5, preferably, from about 0.9 to about 1.1 equivalents of itaconic acid
or its ester per functional primary amine group is reacted with the
silicone fluid wherein substantially all the itaconic acid and preferably
all the functional primary amine group(s) are reacted and polysiloxane
compositions with at least one pyrrolidone containing functional carboxyl
group(s) and/or its ester are formed.
The reaction can be carried out neat or in an inert solvent such as
alcohol, hydrocarbon solvent, chlorinated hydrocarbon and the like, as
desired, in general, at elevated temperature, preferably from about
90.degree. C. to about 130.degree. C. The reaction proceeds readily and
generally complete reaction of the itaconic acid or its ester with the
available functional primary amine groups will occur in from about 1 to 5
hours, with routine analytical techniques for amine and acid values as
well as monitoring water and/or alcohol evolution being used to determine
completion of the reaction.
Primary amine functional silicone fluids suitable for use in accordance
with the practice of the invention, having one or more primary amine
functional group(s) linked terminally, laterally or both terminally and
laterally, as desired, are well known and are available commercially, for
example, from Dow Corning, Th. Goldschmidt AG and Shin-Etsu. While the
equivalent weight of the silicone fluids or compositions which may be
employed in the preparation of the polysiloxanes of the present invention
is not critical, and suitable compositions may have equivalent weights of
5,000 to 10,000 or even higher, silicone fluids having equivalent weights
from about 500 to about 5,000 are in general preferred.
As indicated, the polysiloxane compositions of the present invention are
readily prepared by reaction of primary amine functional silicone fluids
with itaconic acid or its ester. Itaconic acid (methylene succinic acid)
is a compound of the formula:
CH.sub.2 =C(COOR.sub.9)CH.sub.2 COOR.sub.9
wherein
R.sub.9, which can be the same or different, is hydrogen or lower alkyl
(1-6 carbon atoms).
The compound itaconic acid is available commercially from Pfizer Chemicals
Division whereas ester derivatives thereof are available from Morflex
Inc., Greensboro, N.C. The compounds are produced by known fermentation
techniques although chemical synthesis methods are also known.
The novel carboxyl functional polysiloxanes, or ester derivatives thereof,
of the present invention can also be readily prepared by a hydrosilylation
reaction wherein a silicone fluid or composition having one or more
hydride substituents on the silicone chain (terminal, lateral or
combination or terminal and lateral) is added to a N-alkenyl carboalkoxy
containing pyrrolidone nucleus in the presence of a noble metal (Group
VIII metal) catalyst, preferably soluble platinum, at an elevated
temperature (65.degree. C. to 130.degree. C.) for a time sufficient for
substantially all of the N-alkenyl carboalkoxy containing pyrrolidone to
react with the hydride group(s). The N-alkenyl carboalkoxy containing
pyrrolidone reactant can have a N-allyl or higher olefinic group of 3 or
more carbon atoms which can also include at least one hetero atom. The
reaction can be carried out neat or in inert solvents such as toluene,
benzene, chlorobenzene, heptane and the like. In general, from about 0.5
up to about one equivalent, preferably from about 0.9 to about 1.1
equivalents of the N-alkenyl pyrrolidone groups per functional hydride
groups is reacted with the silicone fluid wherein substantially all the
N-alkenyl carboalkxy containing pyrrolidone and, preferably all of the
functional hydride groups are reacted. Suitable platinum catalysts include
solubilized platinum or platinum metal on inert supports such as alumina,
charcoal and the like. In general from about 10-.sup.3 to 10-.sup.6 moles
of platinum per mole of hydride group can be used. In another aspect of
the present invention, there are provided novel silicone-containing
amidoamines suitable for use as a surfactants and a variety of other
applications as well as intermediate reactants which are preferably
derivatives of the novel polysiloxane compositions of the invention as
hereinabove described. The novel amidoamine compositions of the invention
may be represented by the general formula:
##STR8##
wherein: R.sub.10 is a silicone backbone chain as herein described to
which at least one pyrrolidone containing carboxyl functional group or
amidoamine derivative thereof is attached as hereinabove shown;
R.sub.6 is hydrogen or alkyl, hydroxyalkyl or alkenyl up to 6 carbon atoms
each, cycloalkyl of up to 6 carbon atoms or polyoxyalkylene of up to 10
carbon atoms, preferably from 2 to 5 carbon atoms, within the oxyalkylene
unit and at least one R.sub.6 is hydrogen;
R.sub.7 and R.sub.8, which may be the same or different, are selected from
alkyl, hydroxyalkyl, carboxyalkyl of up to 6 carbon atoms in each alkyl,
and polyoxyalkylene of up to 10 carbon atoms; in addition R.sub.7 and
R.sub.8 taken together with the nitrogen to which they are attached may
represent N-heterocycle.
F, which can be time same or different is linear or branched alkylene of
1-12 carbon atoms;
B is --NR.sub.9, sulfur or oxygen, wherein R.sub.9 is hydrogen or lower
alkyl (C.sub.1-6); with the proviso that when n is 0 and n.sup.2 is 1,
n.sup.1 is 1, when n is 2 and n.sup.2 is 1, n.sup.1 is 0 or 1, and when n
is 2 and n.sup.2 is 0, n.sup.1 is 0;
n is 0 or 2;
n.sup.1 is zero or 1;
n.sup.2 is zero or 1;
n.sup.3 is an integer from 2 to 12;
d is an integer from 1 or greater, | | |