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Methods for encapsulating plasmids in lipid bilayers    

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United States Patent5981501   
Link to this pagehttp://www.wikipatents.com/5981501.html
Inventor(s)Wheeler; Jeffery J. (Richmond, CA); Hope; Michael (Vancouver, CA); Cullis; Pieter R. (Vancouver, CA); Bally; Marcel B. (Bowen Island, CA)
AbstractPlasmid-lipid particles which are useful for transfection of cells in vitro or in vivo are described. The particles can be formed using either detergent dialysis methods or methods which utilize organic solvents. The particles are typically 65-85 nm, fully encapsulate the plasmid and are serum-stable.
   














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Inventor     Wheeler; Jeffery J. (Richmond, CA); Hope; Michael (Vancouver, CA); Cullis; Pieter R. (Vancouver, CA); Bally; Marcel B. (Bowen Island, CA)
Owner/Assignee     Inex Pharmaceuticals Corp. (Vancouver, B.C., CA)
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Publication Date     November 9, 1999
Application Number     08/484,282
PAIR File History     Application Data   Transaction History
Image File Wrapper   Patent Term   Fees
Litigation
Filing Date     June 7, 1995
US Classification     514/44 264/4.3 264/4.6 424/450 436/829 514/55 514/851
Int'l Classification     A61K 048/00 A61K 009/127
Examiner     Lovering; Richard D.
Assistant Examiner    
Attorney/Law Firm     Townsend and Townsend and Crew
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Priority Data    
USPTO Field of Search     264/4.3 264/4.6 424/450 436/829 935/54 935/56 935/55 514/44 514/851
Patent Tags     methods encapsulating plasmids lipid bilayers
   
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ReferenceRelevancyCommentsReferenceRelevancyComments
5545412
Eppstein
424/450
Aug,1996

[0 after 0 votes]
5320906
Eley
428/402.2
Jun,1994

[0 after 0 votes]
5283185
Epand
435/458
Feb,1994

[0 after 0 votes]
5279833
Rose
424/450
Jan,1994

[0 after 0 votes]
5264618
Felgner
560/224
Nov,1993

[0 after 0 votes]
5208036
Eppstein
424/450
May,1993

[0 after 0 votes]
5171678
Behr
435/458
Dec,1992

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4897355
Eppstein
424/450
Jan,1990

[0 after 0 votes]
4598051
Papahadjopoulos
435/7.25
Jul,1986

[0 after 0 votes]
4515736
Deamer
424/1.21
May,1985

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4438052
Weder
264/4.6
Mar,1984

[0 after 0 votes]
4394448
Szoka, Jr.
435/458
Jul,1983

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What is claimed is:

1. A method for the preparation of serum-stable plasmid-lipid particles, comprising:

(a) combining a plasmid with cationic lipids in a detergent solution to provide a coated plasmid-lipid complex;

(b) contacting non-cationic lipids with said coated plasmid-lipid complex to provide a solution comprising detergent, a plasmid-lipid complex and non-cationic lipids; and

(c) removing said detergent from said solution of step (b) to provide a solution of serum-stable plasmid-lipid particles, wherein said plasmid is encapsulated in a lipid bilayer and said particles are resistant to degradation in serum, and wherein the particles have a diameter ranging from about 50 to about 150 nm.

2. A method in accordance with claim 1, wherein said removing is by dialysis.

3. A method in accordance with claim 1, wherein step (b) further comprises adding a polyethylene glycol-lipid conjugate.

4. A method in accordance with claim 3, wherein said polyethylene glycol-lipid conjugate is a PEG-ceramide conjugate.

5. A method in accordance with claim 1, further comprising;

(d) sizing said particles to achieve a uniform particle size.

6. A method in accordance with claim 1, wherein said cationic lipids are selected from the group consisting of DODAC, DDAB, DOTAP, DOTMA, DOSPA, DOGS, DC-Chol and combinations thereof.

7. A method in accordance with claim 1, wherein said non-cationic lipids are selected from the group consisting of DOPE, POPC, EPC and combinations thereof.

8. A method in accordance with claim 1, wherein said detergent solution comprises a detergent having a critical micelle concentration of between about 20 mM and 50 mM.

9. A method in accordance with claim 8, wherein said detergent is n-octyl-.beta.-D-glucopyranoside.

10. A method for introducing a plasmid into a cell, comprising:

(a) preparing a plasmid-lipid particle according to the method of claim 1; and

(b) contacting said cell with said plasmid-lipid particle for a period of time sufficient to introduce said plasmid into said cell.

11. A method in accordance with claim 10, wherein said plasmid-lipid particle comprises a plasmid, DODAC, POPC and a PEG-Ceramide selected from the group consisting of PEG-Cer-C.sub.20 and PEG-Cer-C.sub.14.

12. A method in accordance with claim 10, wherein said plasmid-lipid particle comprises a plasmid, DODAC, DOPE and a PEG-Ceramide selected from the group consisting of PEG-Cer-C.sub.20 and PEG-Cer-C.sub.14.

13. In a method of gene therapy involving the introduction of a plasmid via a plasmid-lipid composition into a cell resulting in sufficient expression to effect a phenotypic change, the improvement which comprises

(a) preparing a plasmid-lipid particle according to the method of claim 1; and

(b) contacting said cell with said plasmid-lipid particle for a period of time sufficient to introduce said plasmid into said cell.

14. A method for the preparation of serum-stable plasmid-lipid particles, comprising:

(a) preparing a mixture comprising cationic lipids and non-cationic lipids in an organic solvent;

(b) contacting an aqueous solution of plasmid with said mixture prepared in step (a) to provide a single phase; and

(c) removing said organic solvent to provide a suspension of plasmid-lipid particles, wherein said plasmid is encapsulated in a lipid layer and said particles are resistant to degradation in serum, and wherein the particles have a diameter ranging from about 50 to about 150 nm.

15. A method in accordance with claim 10, wherein said non-cationic lipids comprise a polyethylene glycol-lipid conjugate.

16. A method in accordance with claim 15, wherein said polyethylene glycol-lipid conjugate is a PEG-ceramide conjugate.

17. A method in accordance with claim 14 further comprising;

(d) sizing said plasmid-lipid particles to achieve a uniform particle size.

18. A method in accordance with claim 10, wherein said cationic lipids are selected from the group consisting of DODAC, DDAB, DOTAP, DOTMA, DOSPA, DOGS, DC-Chol and combinations thereof.

19. A method in accordance with claim 14, wherein said non-cationic lipids are selected from the group consisting of DOPE, POPC, EPC and combinations thereof.

20. A method for introducing a plasmid into a cell, comprising:

(a) preparing a plasmid-lipid particle according to the method of claim 14; and

(b) contacting said cell with said plasmid-lipid particle for a period of time sufficient to introduce said plasmid into said cell.

21. A method in accordance with claim 20, wherein said plasmid-lipid particle comprises a plasmid, DODAC, POPC and a PEG-Ceramide selected from the group consisting of PEG-Cer-C.sub.20 and PEG-Cer-C.sub.14.

22. A method in accordance with claim 20, wherein said plasmid-lipid particle comprises a plasmid, DODAC, DOPE and a PEG-Ceramide selected from the group consisting of PEG-Cer-C.sub.20 and PEG-Cer-C.sub.14.

23. In a method of gene therapy involving the introduction of a plasmid via a plasmid-lipid composition into a cell resulting in sufficient expression to effect a phenotypic change, the improvement which comprises

(a) preparing a plasmid-lipid particle according to the method of claim 14; and

(b) contacting said cell with said plasmid-lipid particle for a period of time sufficient to introduce said plasmid into said cell.

24. A method for the preparation of serum-stable plasmid-lipid particles, comprising:

a) combining a plasmid with cationic lipids in a first detergent solution to provide a coated plasmid-lipid complex;

b) contacting non-cationic lipids with said coated plasmid-lipid complex to provide a second solution comprising detergent, a plasmid-lipid complex and non-cationic lipids and adding a polyethylene glycol-lipid conjugate to said second solution; and

c) removing said detergent from said second solution to provide a solution of serum-stable plasmid-lipid particles, wherein said plasmid is encapsulated in a lipid bilayer and said particles are resistant to degradation in serum, and wherein the particles have a diameter ranging from about 50 to about 150 nm.

25. A method for the preparation of serum-stable plasmid-lipid particles, comprising:

a) preparing a mixture comprising cationic lipids and non-cationic lipids in an organic solvent, wherein said non-cationic lipids comprise a polyethylene glycol-lipid conjugate;

b) contacting an aqueous solution of plasmid with said mixture prepared in step (a) to provide a single phase; and

c) removing said organic solvent to provide a suspension of plasmid-lipid particles, wherein said plasmid is encapsulated in a lipid bilayer and said particles are resistant to degradation in serum, and wherein the particles have a diameter ranging from about 50 to about 150 nm.

26. A method in accordance with claim 25, wherein said polyethylene glycol-lipid conjugate is a PEG-ceramide conjugate.

27. A method for introducing a plasmid into a cell, comprising:

(a) preparing a plasmid-lipid particle according to the method of claim 25; and

(b) contacting said cell with said plasmid-lipid particle for a period of time sufficient to introduce said plasmid into said cell.

28. A method in accordance with claim 27, wherein said plasmid-lipid particle comprises a plasmid, DODAC, POPC and a PEG-Ceramide selected from the group consisting of PEG-Cer-C.sub.20 and PEG-Cer-.sub.14.

29. A method in accordance with claim 27, wherein said plasmid-lipid particle comprises a plasmid, DODAC, DOPE and a PEG-Ceramide selected from the group consisting of PEG-Cer-C.sub.20 and PEG-Cer-C.sub.14.
 Description Submit all comments and votes
 


FIELD OF THE INVENTION

This invention relates to formulations for therapeutic nucleic acid delivery and methods for their preparation, and in particular to lipid encapsulated plasmids or antisense constructs. The invention provides a circulation-stable, characterizable delivery vehicle for the introduction of plasmids or antisense compounds into cells. These vehicles are safe, stable, and practical for clinical use.

BACKGROUND OF THE INVENTION

Gene therapy is an area of current interest which involves the introduction of genetic material into a cell to facilitate expression of a deficient protein. There are currently five major methods by which this is accomplished, namely: (i) calcium phosphate precipitation, (ii) DEAE-dextran complexes, (iii) electroporation, (iv) cationic lipid complexes and (v) reconstituted viruses or virosomes (see Chang, et al., Focus 10:88 (1988)). Cationic lipid complexes are presently the most effective generally used means of effecting transfection.

A number of different formulations incorporating cationic lipids are commercially available, namely (i) LIPOFECT.RTM. (which uses 1,2-dioleyloxy-3-(N,N,N-trimethylamino)propane chloride, or DOTMA, see Eppstein, et al., U.S. Pat. No. 4,897,355); LIPOFECTAMINE.RTM. (which uses DOSPA, see Hawley-Nelson, et al., Focus 15(3):73 (1993)); and LIPOFECTACE.RTM. (which uses N,N-distearyl-N,N-dimethyl-ammonium bromide, or DDAB, see Rose, U.S. Pat. No. 5,279,833). Others have reported alternative cationic lipids that work in essentially the same manner but with different efficiencies, for example 1,2-dioleoyloxy-3-(N,N,N-trimethylamino)propane chloride, or DOTAP, see Stomatatos, et al., Biochemistry 27:3917-3925 (1988)); glycerol based lipids (see Leventis, et al., Biochem. Biophys. Acta 1023:124 (1990); lipopolyamines (see, Behr, et al., U.S. Pat. No. 5,171,678) and cholesterol based lipids (see Epand, et al., WO 93/105162, and U.S. Pat. No. 5,283,185).

Others have noted that DOTMA and related compounds are significantly more active in transfection assays than their saturated analogues (see, Felgner, et al., W091/16024). However, both DOTMA and DOSPA based formulations, despite being the most efficient of the cationic lipids in effecting transfection, are prohibitively expensive. DDAB on the other hand is inexpensive and readily available from chemical suppliers but is less effective than DOTMA in most cell lines. Another disadvantage of the current lipid systems is that they are not appropriate for intravenous injection.

An examination of the relationship between the chemical structure of the carrier vehicle and its efficiency of transfection has indicated that the characteristics which provide for effective transfection would make a carrier unstable in circulation (see, Ballas, et al., Biochim. Biophys. Acta 939:8-18 (1988)). Additionally, degradation either outside or inside the target cell remains a problem (see, Duzghines, Subcellular Biochemistry 11:195-286 (1985)). Others who have attempted to encapsulate DNA (Szoka et al., Ann. Rev. Biophys. Bioeng. 9:467 (1980); and Deamer, U.S. Pat. No. 4,515,736) made no efforts to ensure a safe, injectable formulation, or arrived at inefficient loading (Legendre, Pharm. Res. 9:1235-1242 (1992)).

Ideally, a delivery vehicle for a nucleic acid or plasmid will have the following characteristics: a) small enough and long lived enough to distribute from local injection sites when given intravenously, b) capable of carrying a large amount of DNA per particle to enable transfection of all sizes of genes and reduce the volume of injection, c) homogenous, d) reproducible, e) protective of DNA from extracellular degradation and f) capable of transfecting target cells in such a way that the DNA is not digested intracellularly.

The present invention provides such compositions and methods for their preparation and use.

SUMMARY OF THE INVENTION

In one aspect, the present invention provides methods for the preparation of serum-stable plasmid-lipid particles. In one group of these methods, a plasmid is combined with cationic lipids in a detergent solution to provide a coated plasmid-lipid complex. The complex is then contacted with non-cationic lipids to provide a solution of detergent, a plasmid-lipid complex and non-cationic lipids, and the detergent is then removed to provide a solution of serum-stable plasmid-lipid particles, in which the plasmid is encapsulated in a lipid bilayer. The particles, thus formed, have a size of about 50-150 nm.

In a related group of methods the serum-stable plasmid-lipid particles are formed by preparing a mixture of cationic lipids and non-cationic lipids in an organic solvent; contacting an aqueous solution of plasmid with the mixture of cationic and non-cationic lipids to provide a clear single phase; and removing the organic solvent to provide a suspension of plasmid-lipid particles, in which the plasmid is encapsulated in a lipid bilayer, and the particles are stable in serum and have a size of about 50-150 nm.

In another aspect, the present invention provides plasmid-lipid particles prepared by the above methods.

In yet another aspect, the present invention provides methods of transfecting cells using these plasmid-lipid particles.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 illustrates a liposome-mediated transfection using "sandwich-type" complexes of DNA.

FIG. 2 illustrates an aggregation and precipitation which commonly occurs during the entrapment of large nucleic acids in lipid complexes.

FIG. 3 provides a schematic representation of the preparation of plasmid-lipid particles using the methods of the present invention.

FIG. 4 illustrates the recovery of .sup.3 H-DNA from encapsulated particles following the reverse-phase preparation of the particles and extrusion through a 400 nm filter and a 200 nm filter. Lipid composition is POPC:DODAC:PEG-Cer(C.sub.20) in proportions as shown in Table 1.

FIG. 5 illustrates the recovery of .sup.3 H-DNA from particles prepared using a reverse-phase procedure. The particles were extruded through a 200 nm filter and eluted on a DEAE Sepharose CL-6B anion exchange column. The percent recovery reported is based on the amount recovered after filtration. Lipid composition is as in FIG. 4.

FIG. 6 illustrates the recovery of .sup.14 C-lipid from encapsulated particles following the reverse-phase preparation of the particles and extrusion through a 400 nm filter and a 200 nm filter. Lipid composition is as in FIG. 4.

FIG. 7 illustrates the recovery of .sup.14 C-lipid from particles prepared using a reverse-phase procedure. The particles were extruded through a 200 nm filter and eluted on a DEAE Sepharose CL-6B anion exchange column. The percent recovery reported is based on the amount recovered after filtration. Lipid composition is as in FIG. 4.

FIG. 8 illustrates recovery of .sup.3 H-DNA and .sup.14 C-lipids from particles prepared by detergent dialysis after elution on a DEAE Sepharose CL-6B anion exchange column in HBS, pH 7.4. Lipid composition is POPC:DODAC:PEG-Cer(C.sub.20) in proportions as shown in Table 2.

FIG. 9 illustrates recovery of .sup.3 H-DNA and .sup.14 C-lipids from particles prepared by detergent dialysis after elution on a DEAE Sepharose CL-6B anion exchange column in HBS, pH 7.4. Lipid composition is DOPE:DODAC:PEG-Cer(C.sub.20) in proportions as shown in Table 3.

FIG. 10 provides an elution profile of free .sup.3 H-DNA (pCMV4-CAT) on a Sepharose CL-4B column in HBS, pH 7.4.

FIG. 11 provides an elution profile of free .sup.3 H-DNA (pCMV4-CAT) on a Sepharose CL-4B column in HBS, pH 7.4, after incubation in 80% mouse serum for 30 min at 37.degree. C.

FIG. 12 shows the recovery of .sup.3 H-DNA and .sup.14 C-lipids from particles (prepared by reverse-phase methods) after incubation in 80% mouse serum for 15 min at 37.degree. C. Lipid composition is POPC:DODAC:PEG-Cer(C.sub.20).

FIG. 13 shows the recovery of .sup.3 H-DNA and .sup.14 C-lipids from particles (prepared by detergent dialysis methods) after incubation in 80% mouse serum for 30 min at 37.degree. C. Lipid composition is DOPE:DODAC:PEG-Cer(C.sub.20).

FIG. 14 provides a density gradient profile of .sup.14 C-lipid complexes prepared in the absence of DNA by reverse phase methods. Lipid composition is POPC:DODAC:PEG-Cer(C.sub.20). FIG. 15 provides a density gradient profile of free .sup.3 H-DNA (pCMV4-CAT).

FIG. 16 provides a density gradient profile of .sup.3 H-DNA and .sup.14 C-lipid from particles prepared by reverse-phase methods. Lipid composition is as in FIG. 14.

FIG. 17 provides a density gradient profile of free .sup.3 H-DNA, .sup.14 C-lipid complexes prepared in the absence of DNA by detergent dialysis methods and .sup.3 H-DNA and .sup.14 C-lipid from DNA-lipid complexes prepared by detergent dialysis. Lipid composition is DOPE:DODAC:PEG-Cer(C.sub.20).

FIG. 18 provide a size distribution of DNA-lipid particles prepared by detergent dialysis methods. Lipid composition is DOPE:DODAC:PEG-Cer(C.sub.20).

FIG. 19 shows the clearance of .sup.3 H-DNA and .sup.14 C-lipid from particles (prepared by reverse-phase methods) after injection into IRC mice. The figure includes free .sup.3 H-DNA after injection as a comparison. Lipid composition is POPC:DODAC:PEG-Cer(C.sub.20).

FIG. 20 shows the clearance of .sup.3 H-DNA and .sup.14 C-lipid from particles (prepared by detergent dialysis methods) after injection into IRC mice. Lipid composition is DOPE:DODAC:PEG-Cer(C.sub.20) (83.5:6.5:10 mole %).

FIG. 21 shows the clearance of .sup.3 H-DNA and .sup.14 C-lipid from particles (prepared by detergent dialysis methods) after injection into IRC mice. Lipid composition is as in FIG. 20 except that PEG-Cer(C.sub.20) is replaced with PEG-Cer(C.sub.14).

FIG. 22 shows the results of in vivo transfection which occurs in the lungs of mice. Lipid composition is DOPE:DODAC:PEG-Cer(C.sub.20 or C.sub.14) (83.5:6.5:10 mole %).

FIG. 23 shows the results of in vivo transfection which occurs in the liver of mice. Lipid composition is as in FIG. 22.

FIG. 24 shows the results of in vivo transfection which occurs in the spleen of mice. Lipid composition is as in FIG. 22.

DETAILED DESCRIPTION OF THE INVENTION

CONTENTS

I. Glossary

II. General

III. Methods of Forming Plasmid-Lipid Particles

IV. Pharmaceutical Preparations

V. Administration of Plasmid-Lipid Particle Formulations

VI. Examples

VII. Conclusion

Glossary

The following abbreviations are used herein: DC-Chol, 3.beta.-(N-(N', N'-dimethylaminoethane)carbamoyl)cholesterol (see, Gao, et al., Biochem. Biophys. Res. Comm. 179:280-285 (1991)); DDAB, N,N-distearyl-N,N-dimethylammonium bromide; DMRIE, N-(1,2-dimyristyloxyprop-3-yl)-N,N-dimethyl-N-hydroxyethyl ammonium bromide; DODAC, N,N-dioleyl-N,N-dimethylammonium chloride (see commonly owned patent application U.S. Ser. No. 08/316,399, now abandoned incorporated herein by reference); DOGS, diheptadecylamidoglycyl spermidine; DOPE, 1,2-sn-dioleylphatidylethanolamine DOSPA, N-(1-(2,3-dioleyloxy)propyl)-N-(2-(sperminecarboxamido)ethyl)-N,N-dimethyl ammonium trifluoroacetate; DOTAP, N-(1-(2,3-dioleoyloxy)propyl)-N,N,N-trimethylammoniumchloride; DOTMA, N-(1-(2,3-dioleyloxy)propyl)-N,N,N-trimethylammoniumchloride; EPC, egg phosphatidylcholine; RT, room temperature; HEPES, 4-(2-hydroxyethyl)-1-piperazineethanesulfonic acid; HBS, HEPES buffered saline (150 mM NaCl and 20 mM HEPES); PEG-Cer-C.sub.20, 1-0-(2-(.omega.-methoxypolyethyleneglycol)succinoyl)-2-N-arachidoyl-sphing osine; PEG-Cer-C.sub.14, 1-0-(2'-(co-methoxypolyethyleneglycol)succinoyl)-2-N-myristoyl-sphingosine ; PBS, phosphate-buffered saline; EGTA, ethylenebis(oxyethylenenitrilo)-tetraacetic acid; OGP, n-octyl .beta.-D-glycopyranoside (Sigma Chemical Co., St. Louis, Mo.); POPC, palmitoyl oleoyl phosphatidylcholine (Northern Lipids, Vancouver, BC); QELS, quasielastic light scattering; TBE, 89 mM Tris-borate with 2 mM EDTA; and EDTA, Ethylenediaminetetraacetic acid (Fisher Scientific, Fair Lawn, N.J.);

The term "acyl" refers to a radical produced from an organic acid by removal of the hydroxyl group. Examples of acyl radicals include acetyl, pentanoyl, palmitoyl, stearoyl, myristoyl, caproyl and oleoyl.

The term "lipid" refers to any fatty acid derivative which is capable of forming a bilayer such that a hydrophobic portion of the lipid material orients toward the bilayer while a hydrophilic portion orients toward the aqueous phase. Hydrophilic characteristics derive from the presence of phosphato, carboxylic, sulfato, amino, sulfhydryl, nitro, and other like groups. Hydrophobicity could be conferred by the inclusion of groups that include, but are not limited to, long chain saturated and unsaturated aliphatic hydrocarbon groups and such groups substituted by one or more aromatic, cycloaliphatic or heterocyclic group(s). Preferred lipids are phosphoglycerides and sphingolipids, representative examples of which include phosphatidylcholine, phosphatidylethanolamine, phosphatidylserine, phosphatidylinositol, phosphatidic acid, palmitoyloleoyl phosphatidylcholine, lysophosphatidylcholine, lysophosphatidylethanolamine, dipalmitoylphosphatidylcholine, dioleoylphosphatidylcholine, distearoylphosphatidylcholine or dilinoleoylphosphatidylcholine could be used. Other compounds lacking in phosphorus, such as sphingolipid and glycosphingolipid families are also within the group designated as lipid. Additionally, the amphipathic lipids described above may be mixed with other lipids including triglycerides and sterols.

The term "non-cationic lipid" refers to any of a number of lipid species which exist either in an uncharged form, a neutral zwitterionic form, or an anionic form at physiological pH. Such lipids include, for example diacylphosphatidylcholine, diacylphosphatidylethanolamine, ceramide, sphingomyelin, cephalin, cardiolipin, and cerebrosides.

The term "cationic lipid" refers to any of a number of lipid species which carry a net positive charge at physiological pH. Such lipids include, but are not limited to, DODAC, DOTMA, DDAB, DOTAP, DC-Chol and DMRIE. Additionally, a number of commercial preparations of cationic lipids are available which can be used in the present invention. These include, for example, LIPOFECTIN.RTM. (commercially available cationic liposomes comprising DOTMA and DOPE, from GIBCO/BRL, Grand Island, N.Y., USA); LIPOFECTAMINE.RTM. (commercially available cationic liposomes comprising DOSPA and DOPE, from GIBCO/BRL); and TRANSFECTAM.RTM. (commercially available cationic liposomes comprising DOGS from Promega Corp., Madison, Wis., USA).

The terms "transfection" and "transformation" are used herein interchangeably, and refer to the introduction of polyanionic materials, particularly nucleic acids, into cells. The term "lipofection" refers to the introduction of such materials using liposome or lipid-based complexes. The polyanionic materials can be in the form of DNA or RNA which is linked to expression vectors to facilitate gene expression after entry into the cell. Thus the polyanionic material used in the present invention is meant to include DNA having coding sequences for structural proteins, receptors and hormones, as well as transcriptional and translational regulatory elements (i.e., promoters, enhancers, terminators and signal sequences) and vectors. Methods of incorporating particular nucleic acids into expression vectors are well known to those of skill in the art, but are described in detail in, for example, Sambrook et al., Molecular Cloning: A Laboratory Manual (2nd ed.), Vols. 1-3, Cold Spring Harbor Laboratory, (1989) or Current Protocols in Molecular Biology, F. Ausubel et al., ed. Greene Publishing and Wiley-Interscience, New York (1987), both of which are incorporated herein by reference.

"Expression vectors", "cloning vectors", or "vectors" are often plasmids or other nucleic acid molecules that are able to replicate in a chosen host cell. Expression vectors may replicate autonomously, or they may replicate by being inserted into the genome of the host cell, by methods well known in the art. Vectors that replicate autonomously will have an origin of replication or autonomous replicating sequence (ARS) that is functional in the chosen host cell(s). Often, it is desirable for a vector to be usable in more than one host cell, e.g., in E. coli for cloning and construction, and in a mammalian cell for expression.

II. General

Although directed to the transfer of nucleic acids, and in particular to the transfer of plasmids to cells, the particles of the present invention can be used for delivering essentially any polyanionic molecule. As noted in the Background of the Invention, typical lipid-nucleic acid formulations are formed by combining the nucleic acid with a preformed cationic liposome (see, U.S. Pat. Nos. 4,897,355, 5,264,618, 5,279,833 and 5,283,185. In such methods, the nucleic acid is attracted to the cationic surface charge of the liposome and the resulting complexes are thought to be of the "sandwich-type" depicted in FIG. 1. As a result, a portion of the nucleic acid or plasmid remains exposed in serum and can be degraded by enzymes such as DNAse I. Others have attempted to incorporate the nucleic acid or plasmid into the interior of a liposome during formation. These methods typically result in the aggregation in solution of the cationic lipid-nucleic acid complexes (see FIG. 2). Passive loading of a plasmid into a preformed liposome has also not proven successful. Finally, the liposome-plasmid complexes which have been formed are typically 200 to 400 nm in size and are therefore cleared more rapidly from circulation than smaller sized complexes or particles. The present invention provides a method of preparing serum-stable plasmid-lipid particles in which the plasmid is encapsulated in a lipid-bilayer and is protected from degradation. Additionally, the particles formed have a size of about 50 to about 150 nm, with a majority of the particles being about 65 to 85 nm. The particles can be formed by either a detergent dialysis method or by a modification of a reverse-phase method which utilizes organic solvents to provide a single phase during mixing of the components. Without intending to be bound by any particular mechanism of formation, FIG. 3 depicts a detergent dialysis approach to the formation of the plasmid-lipid particles. With reference to FIG. 3, a plasmid or other large nucleic acid is contacted with a detergent solution of cationic lipids to form a coated plasmid complex. These coated plasmids can aggregate and precipitate. However, the presence of a detergent reduces this aggregation and allows the coated plasmids to react with excess lipids (typically, non-cationic lipids) to form particles in which the plasmid is encapsulated in a lipid bilayer. As noted above, these particles differ from the more classical liposomes both in size (liposomes being typically 200-400 nm) in that there is little or no aqueous medium encapsulated by the particle's lipid bilayer. The methods described below for the formation of plasmid-lipid particles using organic solvents follow a similar scheme.

III. Methods of Forming Plasmid-Lipid Particles

The present invention provides methods for the formation of serum-stable plasmid-lipid particles. While the invention is described with reference to the use of plasmids, one of skill in the art will understand that the methods described herein are equally applicable to other larger nucleic acids or oligonucleotides. In one group of embodiments, the particles are formed using detergent dialysis. Thus, the present invention provides a method for the preparation of serum-stable plasmid-lipid particles, comprising:

(a) combining a plasmid with cationic lipids in a detergent solution to form a coated plasmid-lipid complex;

(b) contacting non-cationic lipids with the coated plasmid-lipid complex to form a detergent solution comprising a plasmid-lipid complex and non-cationic lipids; and

(c) dialyzing the detergent solution of step (b) to provide a solution of serum-stable plasmid-lipid particles, wherein the plasmid is encapsulated in a lipid bilayer and the particles are serum-stable and have a size of from about 50 to about 150 nm.

The plasmids which are useful in the present invention are typically nucleotide polymers which are to be administered to a subject for the purpose of repairing or enhancing the expression of a cellular protein. Accordingly, the nucleotide polymers can be polymers of nucleic acids including genomic DNA, cDNA, or mRNA. Still further, the plasmids may encode promoter regions, operator regions, structural regions. When nucleic acids other than plasmids are used the nucleic acids can contain nucleic acid analogs, for example, the antisense derivatives described in a review by Stein, et al., Science 261:1004-1011 (1993) and in U.S. Pat. Nos. 5,264,423 and 5,276,019, the disclosures of which are incorporated herein by reference.

The plasmids, or nucleic acids can be single-stranded DNA or RNA, or double-stranded DNA or DNA-RNA hybrid. Examples of double-stranded DNA include structural genes, genes including operator control and termination regions, and self-replicating systems such as plasmid DNA.

Single-stranded nucleic acids include antisense oligonucleotides (complementary to DNA and RNA), ribozymes and triplex-forming oligonucleotides. In order to have prolonged activity, the single-stranded nucleic acids will preferably have some or all of the nucleotide linkages substituted with stable, non-phosphodiester linkages, including, for example, phosphorothioate, phosphorodithioate, phophoroselenate, or O-alkyl phosphotriester linkages.

The nucleic acids used in the present invention will also include those nucleic acids in which modifications have been made in one or more sugar moieties and/or in one or more of the pyrimidine or purine bases. Examples of sugar modifications include replacement of one or more hydroxyl groups with halogens, alkyl groups, amines, azido groups or functionalized as ethers or esters. Additionally, the entire sugar may be replaced with sterically and electronically similar structures, including aza-sugars and carbocyclic sugar analogs. Modifications in the purine or pyrimidine base moiety include, for example, alkylated purines and pyrimidines, acylated purines or pyrimidines, or other heterocyclic substitutes known to those of skill in the art.

Multiple genetic sequences can be also be used in the present methods. Thus, the sequences for different proteins may be located on one strand or plasmid. Promoter, enhancer, stress or chemically-regulated promoters, antibiotic-sensitive or nutrient-sensitive regions, as well as therapeutic protein encoding sequences, may be included as required. Non-encoding sequences may be also be present, to the extent they are necessary to achieve appropriate expression.

The nucleic acids used in the present method can be isolated from natural sources, obtained from such sources as ATCC or GenBank libraries or prepared by synthetic methods. Synthetic nucleic acids can be prepared by a variety of solution or solid phase methods. Generally, solid phase synthesis is preferred. Detailed descriptions of the procedures for solid phase synthesis of nucleic acids by phosphite-triester, phosphotriester, and H-phosphonate chemistries are widely available. See, for example, Itakura, U.S. Pat. No. 4,401,796; Caruthers, et al., U.S. Pat. Nos. 4,458,066 and 4,500,707; Beaucage, et al., Tetrahedron Lett., 22:1859-1862 (1981); Matteucci; et al., J. Am. Chem. Soc., 103:3185-3191 (1981); Caruthers, et al., Genetic Engineering, 4:1-17 (1982); Jones, chapter 2, Atkinson, et al., chapter 3, and Sproat, et al., chapter 4, in Oligonucleotide Synthesis: A Practical Approach, Gait (ed.), IRL Press, Washington D.C. (1984); Froehler, et al., Tetrahedron Lett., 27:469-472 (1986); Froehler, et al., Nucleic Acids Res., 14:5399-5407 (1986); Sinha, et al. Tetrahedron Lett., 24:5843-5846 (1983); and Sinha, et al., Nucl. Acids Res., 12:4539-4557 (1984) which are incorporated herein by reference.

Cationic lipids which are useful in the present invention, include, for example, DODAC, DOTMA, DDAB, DOTAP, DC-Chol and DMRIE. These lipids and related analogs, which are also useful in the present invention, have been described in co-pending U.S. Ser. No. 08/316,399; now abandoned U.S. Pat. Nos. 5,208,036, 5,264,618, 5,279,833 and 5,283,185, the disclosures of which are incorporated herein by reference. Additionally, a number of commercial preparations of cationic lipids are available and can be used in the present invention. These include, for example, LIPOFECTIN.RTM. (commercially available cationic liposomes comprising DOTMA and DOPE, from GIBCO/BRL, Grand Island, N.Y., USA); LIPOFECTAMINE.RTM. (commercially available cationic liposomes comprising DOSPA and DOPE, from GIBCO/BRL); and TRANSFECTAM.RTM. (commercially available cationic liposomes comprising DOGS from Promega Corp., Madison, Wis., USA).

An initial solution of coated plasmid-lipid complexes is formed by combining the plasmid with the cationic lipids in a detergent solution. The detergent solution is preferably an aqueous solution of a neutral detergent having a critical micelle concentration of 15-300 mM, more preferably 20-50 mM. Examples of suitable detergents include, for example, N,N'-((octanoylimino)-bis-(trimethylene))-bis-(D-gluconamide) (BIGCHAP); BRIJ 35; Deoxy-BIGCHAP; dodecylpoly(ethylene glycol) ether; Tween 20; Tween 40; Tween 60; Tween 80; Tween 85; Mega 8; Mega 9; Zwittergent.RTM. 3-08; Zwittergent.RTM. 3-10; Triton X-405; hexyl-, heptyl-, octyl- and nonyl-.beta.-D-glucopyranoside; and heptylthioglucopyranoside; with octyl .beta.-D-glucopyranoside being the most preferred. The concentration of detergent in the detergent solution is typically about 100 mM to about 2 M, preferably from about 200 mM to about 1.5 M.

The cationic lipids and plasmid will typically be combined to produce a charge ratio (+/-) of about 1: 1 to about 20: 1, preferably in a ratio of about 1: 1 to about 12:1, and more preferably in a ratio of about 2:1 to about 6:1. Additionally, the overall concentration of plasmid in solution will typically be from about 25 .mu.g/mL to about 1 mg/mL, preferably from